Search for: "SIGNAL FUNDING, LLC" Results 121 - 140 of 258
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17 Feb 2015, 7:05 pm
In 2014 Russia and China signed over $400 Billion in long-term energy and trade pacts outside the dollar, and China has recently signaled that it will backstop Russia if it needs help in the face of US-led economic sanctions regarding Ukraine. [read post]
26 Nov 2021, 5:38 am
Wang (Harvard Business School), on Wednesday, November 24, 2021 Tags: Accounting, Earnings announcements, Earnings disclosure, Financial reporting, Forecasting, Form 10-K, GAAP 2021 Annual Corporate Governance Review Posted by Hannah Orowitz, Brigid Rosati and Rajeev Kumar, Georgeson LLC, on Wednesday, November 24, 2021 Tags: Climate change, Diversity, Engagement, ESG, Institutional Investors, Political… [read post]
19 Dec 2014, 5:11 am by Barbara S. Mishkin
  The complaint also included claims asserted only by the CFPB that the ACH authorization forms used by Freedom violated the Electronic Fund Transfer Act and the open-end credit agreements used by MCS violated the Truth in Lending Act. [read post]
25 Mar 2016, 6:00 am
Mirvis, Wachtell, Lipton, Rosen & Katz, on Saturday, March 19, 2016 Tags: Antitakeover, Beneficial owners, Blockholders, Disclosure, Hedge funds, Long-Term Value, Mergers & acquisitions,Ownership, Schedule 13D, SEC, SEC rulemaking, Securities Regulation, Shareholder activism, Short-termism, Takeover defenses, Transparency 2015 Review of BSA/AML and Sanctions Developments Posted by Elizabeth T. [read post]
28 Jan 2019, 11:42 am by Benjamin Keane
Just a week before Christmas, the SEC announced the assessment of a $100,000 penalty as part of an administrative settlement it reached with Ancora Advisors LLC, a Cleveland-based investment advisory firm. [read post]
30 Mar 2011, 10:00 am by Lucas A. Ferrara, Esq.
Boh Brothers Construction Company, LLC (Civil Action No. 09-6460) after first attempting to reach a pre-litigation settlement through its conciliation process. [read post]
21 Jul 2021, 8:07 am by John E. Villafranco and Maggie Crosswy
” He went on to say that the expanded authority granted to the agency in the legislation “signals a return to the broad overreach we saw with the FTC in previous decades –  a situation so bad that a Democratic Congress crippled the FTC’s funding and stripped it of its authority at that time. [read post]
14 Nov 2021, 3:37 pm by Stuart Kaplow
Already the U.S. banking industry is signaling its willingness to consider ESG when underwriting lending. [read post]
13 Jun 2014, 4:16 am by Amy Howe
Rameker, Justice Sonia Sotomayor wrote for a unanimous Court, which held that inherited individual retirement accounts are not “retirement funds” for purposes of an exemption under the Bankruptcy Code. [read post]
4 Jan 2017, 4:12 am by SHG
I believe showing mercy and justice and compassion and forgiveness is the right signal. [read post]
22 Mar 2023, 12:52 pm by Zamansky LLC
You also had with interest rates going up a lot of these firms, the venture capital firms, the internet startups needed money for their payroll and to fund operations. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
CFM Partner David Rothschild and Senior Associate Malhar Oza will be joined by Managing Director Michael Fitzgerald of TD Cowen and Chief Executive Officer Fizza Khan of Silver Regulatory Associates LLC for a lively discussion. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
29 Jul 2006, 12:55 pm
A more significant signal that nanotech has arrived may be that in March, San Francisco-based Global Crown Capital LLC started a $250 million nanotechnology-focused hedge fund, the first of its kind. [read post]