Search for: "SRC Corporation"
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7 Aug 2007, 11:03 am
FSC Securities Corporation, NASD Dispute Resolution, Case No: 05-0443 (July 2, 2007). [read post]
20 Aug 2012, 8:13 am
Health Care & Retirement Corporation of America v. [read post]
2 Jul 2007, 11:32 am
., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
13 Feb 2020, 3:19 am
Aside from federal spending, baby boomers are a significant focus of the marketing campaigns and business plans of many corporations. [read post]
10 May 2019, 3:00 am
Romeril served as the Chief Financial Officer of the Xerox Corporation from 1993-2001. [read post]
12 Aug 2023, 9:03 pm
src=tudum&trackId=259776131&trkId=259776131 Felix AmiriAbout the author: Felix Amiri is the Technical Director at Amiri Food Industry Support Services (AFISS). [read post]
14 Sep 2021, 2:23 pm
With availability to government funds on the line, climate tech companies may strive to prove up better corporate structure and problem solves surrounding production abilities. [read post]
7 Aug 2012, 6:38 am
A recent Pennsylvania decision, Health Care & Retirement Corporation of America v. [read post]
24 Oct 2011, 3:25 am
src="http://www.alltheweigh.com/wp-includes/images/smilies/icon_smile.gif"> Blog about this giveaway (linking to this post) on your own blog! [read post]
29 May 2007, 2:47 pm
<a href="[www.blogtopsites.com] style="border:none;" src="[www.blogtopsites.com]" alt="Law Blogs - Blog Top Sites" /></a> [read post]
22 Jun 2007, 4:38 pm
Recent corporate scandals, such as Enron and Worldcom, and high-profile insider trading convictions, such as the one involving Martha Stewart, have drawn attention to securities fraud and white collar crime. [read post]
7 Jun 2007, 11:43 am
(See NASD News Release: Citigroup Global Markets to Pay Over $15 Million to Settle Charges Relating to Misleading Documents and Inadequate Disclosure in Retirement Seminars, Meeting for BellSouth Employees, June 6, 2007) Citigroup failed to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
4 Apr 2019, 5:33 am
</p> </div> <div style="padding-top:0px;padding-bottom:0px;margin-top:0px;margin-bottom:35px;" data-rss-type="text"> <p style="margin:0px;"> Worldwide, corporations are very interested in wearable technologies, particularly as it relates to medical issues. [read post]
15 Apr 2024, 8:19 am
Do not allow a giant corporation like Amazon to shirk its liabilities. [read post]
6 Aug 2020, 7:14 am
The National Payments Corporation of India (NPCI) certified to the Supreme Court that WhatsApp has “localized five data elements” identified by the banking regulator. [read post]
5 May 2010, 8:59 am
Let’s say that an SRC [systemic risk council] were summoned into being and one day the Council warned that systemic risk was unacceptably high. [read post]
6 Mar 2023, 9:01 pm
When the foundational securities laws were enacted in the early 1930s, there was a significant focus on the individual corporate issuer. [read post]
25 Apr 2009, 4:50 am
Securities Claims Exclusion In In re SRC Holding Corp.,[3] the Eighth Circuit applying Minnesota law, held that the plain language of a standard form securities exc [read post]
12 Jun 2019, 6:38 am
., and Visa Inc. said they plan to incorporate the SRC process within a matter of months. . . . [read post]
6 Feb 2024, 8:26 am
These include binding corporate rules (BCRs) and standard data protection clauses adopted by the Commission, known as standard contractual clauses or SCCs.[4] The Schrems II decision clarified that the exporter must assess through a TIA whether the personal data transferred under the SCCs will benefit from an essentially equivalent level of protection in the importer’s hands in the importing jurisdiction. [read post]
