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6 Dec 2019, 3:00 am by Jim Sedor
Facebook Has Floated Limiting Political Ads and Labeling That They Aren’t Fact-Checked, Riling 2020 Campaigns Connecticut Post – Tony Romm and Isaac Stanley-Becker (Washington Post) | Published: 12/4/2019 Facebook has weighed whether to label political ads to indicate they have not been fact-checked, rather than vetting what candidates say, one of a series of proposals the company has floated to Democratic and Republican operatives as it seeks to head off controversies… [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services   Bennett,… [read post]
15 Nov 2019, 3:00 am by Jim Sedor
San Francisco Chronicle – Isaac Stanley-Becker (Washington Post) | Published: 11/10/2019 When Twitter announced a ban on political ads, some top Democrats urged Facebook to follow, saying the site’s promotion tools benefit President Trump by allowing him and his allies to spread falsehoods that reach millions. [read post]
14 Nov 2019, 3:14 pm by Lax & Neville LLP
According to a Complaint filed by Janney Montgomery Scott (“Janney”) in the Eastern District of Pennsylvania, financial advisor Jordan Braunstein (“Braunstein”) left with firm client data and violated the restrictive covenants in his contracts. [read post]
1 Nov 2019, 3:00 am by Jim Sedor
National/Federal AP Exclusive: Middleman helped Saudi give to Obama inaugural AP News – Alan Suderman and Jim Mustian | Published: 10/29/2019 When President Barack Obama was reelected in 2012, a Saudi tycoon and his business associate sent hundreds of thousands of dollars to the U.S. to help pay for the inaugural celebration and get a picture with the president. [read post]
25 Oct 2019, 3:00 am by Jim Sedor
Facebook Takedowns Show New Russian Activity Targeted Biden, Praised Trump MSN – Tony Romm and Isaac Baker-Stanley (Washington Post) | Published: 10/21/2019 Facebook introduced new efforts meant to fine-tune its defenses against disinformation ahead of the presidential election. [read post]
19 Sep 2019, 11:20 am by Renae Lloyd
Financial Advisor Scott Gunnip, Morgan Stanley in South Lake, Texas Are you concerned about investments with Scott Gunnip in South Lake, Texas? [read post]
11 Sep 2019, 7:36 am by Camille Milner
Scott Stanley, a psychological professor with the University of Denver. [read post]
24 May 2019, 3:00 am by Jim Sedor
EPA Watchdog Suggests Agency Recover $124,000 in Pruitt’s ‘Excessive’ Travel Expenses San Jose Mercury News – Juliet Eilperin and Brady Dennis (Washington Post) | Published: 5/16/2019 The Environmental Protection Agency (EPA) should consider recovering nearly $124,000 in improper travel expenses by former EPA Administrator Scott Pruitt, the agency’s inspector general recommended. [read post]
23 May 2019, 7:36 am by Silver Law Group
Cole Financial, Inc   Morgan Stanley   Donato, Scott   Morgan Stanley   Flaningan, Joel   NYLife Securities LLC   Synergy Investment Services LLC   Johnson, Anthony   Marnelego, Christopher   First Standard Financial Company LLC   Merriman Capital, Inc   Ness, Valerie   Norris, Timothy   BMO Harris Financial Advisors, Inc   HarrisDirect LLC   Tudor, Mark   Raymond James Financial Services,… [read post]
21 May 2019, 2:00 pm by Silver Law Group
Please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345. [read post]
17 May 2019, 8:42 am by ccollins
The post Former Janney Montgomery Scott Broker Faces Charges appeared first on Securities Fraud Attorney. [read post]
25 Apr 2019, 12:02 pm by Silver Law Group
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Austin, Phillip   JP Morgan Securities   Chase Investment Services   Bishop, Tywan   Charles Schwab & Co   E Trade Securities    Delaney, Glen… [read post]
19 Apr 2019, 5:39 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrera, Cynthia   Morgan Stanley Smith Barney   Merrill Lynch, Pierce, Fenner & Smith   Beyn, Edward   Rothchild Lieberman LLC   Craig Scott Capital   Blanchard, Keith   Waddell & Reed   Block,… [read post]
19 Apr 2019, 5:36 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ferree, Stuart   LPL Financial LLC   Invest Financial Corporation  Anderson, Andy   LPL Financial LLC   Invest Financial   Andrzejewski, Bryan   Dean… [read post]