Search for: "Securities And Exchange Commission v. Davis"
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13 Jan 2015, 3:57 am
For starters, at the end of his blog about this issue, Keith Bishop wonders: Daniel Gallagher is a sitting Commissioner and his co-authorship of this paper could lead arguments that he must disqualify himself should the issue actually come before the Securities and Exchange Commission. [read post]
26 Oct 2014, 8:23 pm
Consideration of Hamdi v. [read post]
4 Sep 2014, 3:19 am
[v] The SEC Certainly the majority of the federal activity on cyber security issues has come from the SEC. [read post]
3 Sep 2014, 4:14 am
Supreme Court’s 1974 decision in American Pipe & Construction Co. v. [read post]
6 Jun 2014, 6:23 am
Rakoff’s rejection in 2011 of the consent settlement in United States Securities and Exchange Commission v. [read post]
14 May 2014, 6:46 am
The Securities and Exchange Commission brought charges against several executives of Cay Clubs Resorts and Marinas for defrauding investors. [read post]
6 Mar 2014, 12:28 pm
Davis et al, New York State Supreme Court, New York County, and SEC v. [read post]
3 Jan 2014, 1:50 am
Betting exchanges make their money by taking a commission from whichever party wins the bet. [read post]
9 Aug 2013, 9:30 am
Securities and Exchange Commission (“SEC”), are “whistleblowers” for purposes of the Act, entitled to the protection of Dodd Frank’s anti-retaliation provisions. [read post]
17 May 2013, 10:56 am
Davis, and Laura Pendergest-HoltCase number: 09-cv-00298 (United States District Court for the Northern District of Texas)Case filed: February 17, 2009Qualifying Judgment/Order: April 25, 2013 5/17/2013 8/15/2013 2013-42 SEC v. [read post]
3 Apr 2013, 12:47 pm
Barbato, Securities Exchange Act Release No. 41034), Craighead v. [read post]
2 Dec 2012, 7:52 pm
Such an exchange of views should be useful not only for scholars and policy makers in China and India, but also for anyone interested in other BRICS countries as well: Brazil, Russia and South Africa. [read post]
13 Nov 2012, 11:54 am
Securities and Exchange Command#39;n, 415 F.2d 589, 596-7 (2nd Cir.1969). [read post]
27 May 2012, 9:07 am
Justice and Security Bill this week? [read post]
16 May 2012, 7:37 am
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
23 Jan 2012, 4:03 pm
Hopefully, however, the Securities and Exchange Commission’s lawsuit against the Securities Investor Protection Corp. will remedy this. [read post]
29 Nov 2011, 3:28 pm
Section 922 of Dodd-Frank also added Section 21F to the Securities Exchange Act of 1934, and Section 21F reflects these incentives to whistleblowers. [read post]
10 Jul 2011, 2:02 pm
Winston Gibson v Public Service Commission; Ranjan Rampersad v Commissioner of Police and Police Service Commission; Robert Ramsahai v Teaching Service Commission; Ashford Sankar & Others v Public Service Commission; Gopichand Ganga and Others v Commissioner of Police and Others; and Hermia Tyson-Cuffie v Public Service Commission (Trinidad and Tobago), heard 17 – 19 May 2011. [read post]
28 Jun 2011, 11:47 am
–based securities laws violations, Section 21 of the Exchange Act provides proper authority for the relief sought by the commission,” she held. [read post]
10 Mar 2011, 6:11 am
SEC, a challenge to the Securities and Exchange Commission’s recently promulgated rules providing certain shareholders the right to place board-of-director nominees in company proxy materials. [read post]
