Search for: "Securities Investor Protection Corporation"
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2 May 2023, 5:26 am
NASAA’s overall quest is to determine whether the securities manual exemption under the Uniform Securities Act (USA) of 1956, 1985 and/or 2002 continue to protect investors from fraud and, if not, what changes are recommended to ensure complete protection for investors in today’s complex financial market world. [read post]
4 Jan 2010, 10:05 pm
The scandals and Ponzi schemes of recent times have re-focused attention on the notoriously underfunded Securities Investor Protection Corporation. [read post]
6 Oct 2017, 9:14 am
Gray, P.C. have considerable experience in representing aggrieved investors who have lost money due to unsuitable recommendations to purchase securities, including illiquid non-traded investment products. [read post]
5 Feb 2009, 12:13 pm
Madoff's assets, or the Securities Investor Protection Corporation. [read post]
17 Oct 2013, 2:04 pm
Circuit Court of Appeals seeking to overturn a District Court’s ruling that barred the agency from ordering the Securities Investor Protection Corp. [read post]
24 May 2007, 8:16 am
A big Bloomberg story puts Chris Cox on the hot seat, raising the issue of whether the SEC chairman is favoring corporations at the expense of investors. [read post]
26 May 2015, 12:09 pm
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Dec 2012, 4:47 pm
The prospectus and registration requirements are meant to protect investors from the risks associated with investment. [read post]
20 Jun 2017, 7:31 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Apr 2020, 6:34 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
21 Jan 2020, 4:42 am
All securities regulation is paternalistic in the sense that it’s stepping in to protect investors and not leaving them alone to defend themselves against fraud. [read post]
5 Jan 2022, 1:33 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Sep 2010, 5:11 am
” In other words, investors may not want to be “protected” by U.S. law because it’s better for plaintiffs’ securities lawyers than for investors. [read post]
9 Oct 2017, 8:58 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Feb 2011, 3:17 pm
According to a letter sent from the Securities Investor Protection Corporation to New Jersey congressman Scott Garrett last month, the firm had by that point received $128 million in fees for its work recovering funds for victims of Bernard L. [read post]
25 May 2022, 9:05 pm
The changing role of retail investors and meme investors, a subset of retail investors involved in recent stock rallies fueled by social media, has raised urgent questions around the need for regulatory agencies to protect them. [read post]
10 Dec 2011, 10:57 am
In order to promote transparency and investor protection, the SEC Division of Corporation Finance will limit its traditional policy with respect to the confidential non-public submission of initial registration statements by foreign private issuers. [read post]
3 Oct 2011, 4:15 pm
The securities class action filed in the United States Southern District of Florida alleges claims for violation of the Florida Securities and Investor Protection Act. [read post]
31 Jan 2011, 1:08 pm
The Securities Law strengthened investor protection, especially for minority investors, established a securities investor protection fund, and defined the system of civil responsibility to compensate for damages to investors.The Code of Corporate Governance was drawn up in line with the basic principles established by the Company Law and Securities Law. [read post]
15 Feb 2012, 9:13 am
The institutional investors stand ready to assist the Commission combat efforts to weaken or roll-back the important investor protection provisions of the Dodd-Frank Act. [read post]
