Search for: "Securities and Exchange Commission v. Lee" Results 121 - 140 of 158
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27 Nov 2015, 9:39 am by Ronald Collins
The imperative of public security in Warren’s value system reappeared in 1964, when he unilaterally decided that the members of the Warren Commission and its staff should not examine the FBI’s files on Lee Harvey Oswald and that forensic evidence concerning Kennedy’s autopsy should be withheld from the public. [read post]
18 Sep 2015, 5:18 pm by Sophia Cope
As we anticipated in Monday’s post, Wednesday’s hearing on reforming the Electronic Communications Privacy Act focused on creating a loophole for civil law enforcement agencies like the Securities and Exchange Commission (SEC) to access personal content stored by third-party service providers without a warrant, rather than on the need to raise the standard for government access to email and other stored content across the board. [read post]
14 Sep 2015, 5:04 pm by Sophia Cope
While we believe the bill is ready for a vote, what will likely be discussed during the hearing is the proposed “civil agency” exemption, which would allow the Securities and Exchange Commission and other agencies to obtain without a warrant users’ private cloud content. [read post]
13 Apr 2015, 3:47 am by Broc Romanek
Securities and Exchange Commission’s authority in this market is limited to loans that meet the legal definition of a security, which requires a case-by-case review, according to John Nester, an SEC spokesman. [read post]
26 Jan 2015, 1:12 pm
Referring to counter-terrorism cases and relevant public protocols in the UK, his presentation demonstrated the complexity of state secrets, the supervision of security intelligence agencies, and the tension between human rights and national security. [read post]
11 Dec 2014, 2:00 pm by John Elwood
Kalamazoo County Road Commission v. [read post]
27 Nov 2014, 12:00 am by My name
[xxxviii]             Since Bitcoin has gained so much traction from people investing in bitcoins as capital assets, it seems fitting that the Securities and Exchange Commission (“SEC”) regulate it, as the SEC’s mission is to monitor the capital markets to ensure investors are operating in a fair and efficient marketplace. [read post]
9 Oct 2014, 5:00 am by Doug Cornelius
The New York Republican State Committee and the Tennessee Republican Party brought suit against the Securities and Exchange Commission challenging its political contributions rule for investment advisers, Rule 206(4)-5. [read post]
12 Jun 2014, 5:58 am by Mary Jane Wilmoth
Administrative Proceeding File No.: 3-15912 Case filed: June 6, 2014 Qualifying judgment/order: June 6, 2014 06/06/2014 09/04/2014 2014-56 In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
20 Mar 2014, 9:01 pm by John Dean
  The concept began growing when the Securities and Exchange Commission authorized such investigations as a part of an effort to reduce the costs of government supervision of publicly-traded companies. [read post]
12 Nov 2013, 11:28 am by Dan Ernst
  While we're at it, we'll note the publication of The Second Amendment on Trial: Critical Essays on District of Columbia v. [read post]
7 May 2013, 10:00 am by Mary Dwyer
International Securities Exchange, LLC v. [read post]
23 Apr 2013, 6:28 am
Merendon Mining (Nevada) Inc, Larry Lee Adair, Milowe Allen Brost a/k/a/ Milow Brost, M.B. [read post]
17 Mar 2013, 6:38 pm by Mary Dwyer
(“ERISA”), and every other circuit to address the issue; and (2) whether the Sixth Circuit erred by refusing to follow precedent of this Court (and the holdings of every other circuit to address the issue) by holding that filings with the Securities and Exchange Commission become actionable ERISA fiduciary communications merely by virtue of their incorporation by reference into plan documents. [read post]
12 Oct 2012, 1:47 pm by Cicely Wilson
She accessed his account by guessing the correct answers to his security questions and read the e-mails exchanged between Jennings and his paramour. [read post]
8 Aug 2012, 5:29 am by Rob Robinson
Samsung: Lack of Custodian Follow-Up+Failure to Suspend Auto-Deletion of Email=Adverse Inference - http://bit.ly/MaaYhA (@LegalHoldPro) Who's Tweeting live from the Apple v Samsung trial? [read post]
30 Apr 2012, 12:31 am by Wessen Jazrawi
She also considers the issue of cameras in court and question of how far it is necessary to go in securing open justice. [read post]