Search for: "Securities and Exchange Commission v. May"
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21 Apr 2012, 5:00 am
See Morrison v. [read post]
15 Sep 2015, 9:02 am
Circuit in Landry v. [read post]
2 May 2010, 7:27 am
Securities and Exchange Commission. [read post]
22 Nov 2022, 6:30 am
After a sweeping defeat in the Fifth Circuit, the Securities and Exchange Commission (“SEC” or “Commission”) may be headed to the Supreme Court in an effort to salvage important tools in its enforcement arsenal. [read post]
22 Nov 2022, 6:30 am
After a sweeping defeat in the Fifth Circuit, the Securities and Exchange Commission (“SEC” or “Commission”) may be headed to the Supreme Court in an effort to salvage important tools in its enforcement arsenal. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
17 Apr 2023, 10:00 pm
Federal Trade Commission , the US Supreme Court on April 14 unanimously decided that a party may bring constitutional challenges to the US Securities and Exchange Commission’s (SEC’s or Commission’s) use of administrative law judges (ALJs) in its “in-house” administrative enforcement proceedings directly in federal district court without first litigating to conclusion the administrative proceeding. [read post]
27 Jun 2018, 6:05 am
Securities and Exchange Commission, it’s clear that administrative law judges of the US Securities and Exchange Commission are not mere federal employees but qualify as “Officers of the United States” under the Appointments Clause of the US Constitution. [read post]
5 Oct 2011, 5:00 am
The court found that the Securities Exchange Commission (“SEC”) acted in an arbitrary and capricious manner by failing to fully assess the rule’s economic effect. [read post]
7 Mar 2012, 6:24 pm
According to the Securities and Exchange Commission Enforcement Division’s Chief Counsel Joseph Brennan, the US Supreme Court’s ruling in Janus Capital Group Inc. v. [read post]
10 Sep 2018, 7:19 pm
The Securities and Exchange Commission (SEC) has cautioned that depending on their specific features, ICOs may qualify as offerings of “securities” subject to federal regulation. [read post]
5 May 2011, 1:24 pm
On May 2, 2011, a derivative complaint was filed against eleven members of the Board of Directors of Johnson & Johnson alleging breach of fiduciary duty, mismanagement and violations of the federal securities laws based on the company's recent settlements with the Department of Justice and the Securities Exchange Commission regarding violations of the Foreign Corrupt Practices Act. [read post]
1 Mar 2017, 5:00 am
National security exchanges are self-regulatory organizations (“SRO”) subject to the Securities and Exchange Commission’s (“SEC”) approval and oversight. [read post]
12 Apr 2022, 1:34 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
10 Apr 2009, 12:27 pm
Madoff in the case 08-Civ-10791 of Securities and Exchange Commission vs. [read post]
19 Oct 2017, 1:21 pm
On Tuesday, October 17, 2017, Senator Charles Grassley and the Securities and Exchange Commission joined the National Whistleblower Center in supporting the whistleblower in Digital Realty Trust v. [read post]
