Search for: "Smith v. Securities and Exchange Commission" Results 121 - 140 of 216
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22 Jul 2021, 9:05 pm by Bijal Shah
Securities and Exchange Commission, the Court declared that ALJs at the U.S. [read post]
26 Jun 2015, 12:00 pm by John Ehrett
Securities and Exchange Commission 14-471Issue: Whether a defendant in a Securities and Exchange Commission civil enforcement action can be ordered to disgorge profits that he or she never received, possessed, or controlled, but that instead accrued directly to innocent third parties. [read post]
29 Jun 2018, 4:17 am by Edith Roberts
Securities and Exchange Commission, in which the court invalidated the appointments of the SEC’s administrative law judges, concluding that“in the near term the SEC (and perhaps other agencies) will have to redo a series of (in some cases fairly old) administrative cases, potentially straining resources and possibly prompting the agency to tap other ALJs. [read post]
14 Sep 2020, 9:49 am by David Kris
Smith, upholding a conviction in which “the government had illegally accessed a voicemail message from the defendant that suggested that he was involved in insider trading,” and the “voicemail led the Securities and Exchange Commission to investigate the defendant,” which in turn ultimately led to his conviction for violating securities laws. [read post]
21 Oct 2018, 4:59 pm by INFORRM
The case examines a post made by Musk on social media stating he was considering privatising Tesla and the following investigation by the United States Securities and Exchange Commission. [read post]
24 Apr 2018, 1:47 pm by Ronald Mann
Both cases involve the process of inter partes review added to the Patent Act in 2012 as part of the Leahy-Smith America Invents Act. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]
12 Dec 2008, 10:55 pm
§ § 78j(b) and 78t(a), and Rule 10b-5 promulgated thereunder by the Securities and Exchange Commission, 17 C.F.R. [read post]
21 Jun 2017, 7:59 am by John Elwood
Somers, 16-1276 Issue: Whether the anti-retaliation provision for “whistleblowers” in the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 extends to individuals who have not reported alleged misconduct to the Securities and Exchange Commission and thus fall outside the act’s definition of “whistleblower. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
29 Sep 2023, 8:59 am by Amy Howe
California Coastal Commission and Dolan v. [read post]
25 Jun 2018, 4:18 am by Edith Roberts
Securities and Exchange Commission, in which the court held last week that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head, is an example of the justice’s “wrestling the court’s far-right justices to a draw in order to forestall disaster. [read post]
9 May 2024, 9:32 am by Alex Phipps
After the exchange became heated, defendant shot and killed the driver. [read post]