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22 Mar 2011, 5:57 pm by Joshua Wright
  From the AT&T press release: AT&T Inc. [read post]
11 Oct 2017, 4:15 am by Lee Burgunder
In 2011, ReDigi Inc. introduced technology that effectively attempted to establish a secondary market for “used” digital music files, where owners who had legally downloaded music files from iTunes could sell the music that they no longer wanted. [read post]
16 May 2011, 9:48 pm
UBS Financial Services Inc. has consented to a $160 million settlement over charges that it took part in anticompetitive practices in the municipal bond market. [read post]
19 Apr 2021, 3:00 pm by Doug Cornelius
For example, the Clover no-action letter doesn’t seem to fit with the new Marketing Rule and will likely have to be withdrawn to avoid confusion. [read post]
9 Aug 2010, 8:42 am by Steve Bainbridge
" We can't pass the additional costs onto our customers, because the market is too tight and we'd lose sales. [read post]
11 Jan 2016, 7:07 am by Elizabeth Litten
The FTC recently announced a $250,000 settlement with Henry Schein Practice Solutions, Inc. [read post]
17 Jan 2012, 9:00 pm
The Securities Industry and Financial Markets Association wants the Financial Industry Regulatory Authority Inc. to prevent brokers from being able to plead poverty to escape arbitration payment orders. [read post]
1 Feb 2023, 9:01 pm by renholding
Many would say, in fact, that large private issuers are backed by the most sophisticated investors in the world and don’t need the SEC to impose disclosure or corporate governance protections. [read post]
28 Jul 2016, 9:08 am by Dean Freeman
Mac Trucks Inc., plaintiff was representative of the estate of his deceased wife, who died after a large truck, equipped with after-market features, was improperly loaded and overturned, burying her in her vehicle in 50,000 pounds of sand and rock. [read post]
8 Mar 2011, 3:56 pm
District Court for the Western District of Washington says that King County, Washington has pleaded sufficient facts to continue with its securities fraud lawsuit accusing Merrill Lynch, Merrill Lynch, Pierce, Fenner and Smith Inc. and Merrill Lynch Money Markets Inc. of facilitating its purchase of allegedly toxic mortgage-backed securities and violating the Washington State Securities Act. [read post]
SEC Files Fraud Charges Against Stock Promoters in Market Manipulation Scheme, SEC.gov, June 21, 2017 Read the SEC Complaint (PDF) SEC Obtains Judgment Against James R. [read post]
16 Jan 2008, 12:04 pm
Tom, a former practicing attorney with 17 years marketing experience, currently runs Kane Consulting Inc. and publishes the Legal Marketing Blog. [read post]