Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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21 Feb 2018, 7:53 am
One of the ways it does this is through TechSprints that bring together financial services providers, technology companies and subject matter experts to explore technological innovations. [read post]
17 Sep 2013, 11:55 am
The event is open to those who are working as Ombuds in the Federal sector and others interested in the role.The event will follow the following agenda:Welcome – Wendy Kamenshine, Ombudsman, Consumer Financial Protection Bureau The Ombuds’ Road Ahead – Howard Gadlin, Ombudsman, National Institutes of Health Legal Updates and Significant Cases – Charles Howard, Partner, Shipman and Goodwin, LLP and Author, “The Organizational… [read post]
19 Nov 2018, 7:50 am
On 15 November 2018, the FCA published its November regulation round up – providing an update on the latest developments in the financial services sector. [read post]
28 Mar 2013, 9:42 am
In a letter to SEC Chair Elisse Walter, House Financial Services Committee Chair Jeb Hensarling (R-TX) and Capital Markets Subcommittee Chair Scott Garrett (R-NJ) emphasized that the repriortization of SEC Dodd-Frank Act rulemaking to crafting regulations under Section 939F rather than completing the work under Section 939A would further entrench the status quo of the Big Three credit rating agencies rather than reforming their structures. [read post]
13 Sep 2018, 7:03 am
Development of a formal Financial Reporting Forum in conjunction with other financial regulators, investors, and businesses could also aid in addressing issues arising from the PCAOB inspections, the CCMC explains. [read post]
23 Oct 2018, 11:54 am
Kaufman Dolowich & Voluck David Baugh, Gregg Breitbart and Mark Quinn of Cetera FINRA Hot Topics Roundtable Discussion – BD/RIAs most pressing issues and sharing war stories David Baugh – Kaufman Dolowich & Voluck The IBDC was created to provide Independent Broker Dealers and Registered Investment Advisors access to a community of professionals with demonstrated expertise in services geared to this specific financial community. [read post]
11 Nov 2020, 8:50 pm
The Government has brought forward legislation implementing the GAR as part of the Financial Services Bill 2020. [read post]
19 Feb 2015, 4:00 am
The letter was sent by the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, and U.S. [read post]
19 Jun 2021, 2:47 pm
First it would substantially affect (or ought to affect) the way that financial services are priced. [read post]
23 Sep 2011, 2:00 pm
In a joint letter to Treasury Secretary Tim Geithner, the SIFMA and the ICI, joined by the Chamber of Commerce, the Financial Services Forum, and the Business Roundtable, urged the Treasury Secretary to continue to encourage other members of the G-20 to resist pressures to adopt such proposals on a global basis.The industry groups are concerned with the French and German effort to seek endorsement of such a tax through the G-20 mechanism. [read post]
20 May 2016, 12:34 pm
” For the record, we believe that we first crunched those numbers during our March 18, 2015 webinar analyzing the CFPB’s study, and they were featured prominently in the July 13, 2015 comment letter sent by the American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable to the CFPB on July 13, 2015 for which we served as counsel. [read post]
8 Oct 2008, 1:03 pm
However Mr Elderfield emphasized that the strength, quality and resilience of Bermuda’s financial market meant that Bermuda was well placed for the current challenging environment.The BMA’s priority has been to ensure that stability in Bermuda’s local market is maintained for customers using those services and also for the long term health of the local economy. [read post]
26 Jun 2017, 12:55 pm
The trade associations include the American Bankers Association, American Financial Services Association, Consumer Bankers Association, Financial Services Roundtable, Mortgage Bankers Association, and the Real Estate Services Providers Council, Inc. [read post]
6 Jun 2013, 9:10 am
We assisted the American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable in preparing a comment letter in response to the CFPB’s request for information. [read post]
22 Jul 2011, 11:43 am
“Examiners will look at the products and services the institution offers, with a focus on risk to consumers,” Treasury said. [read post]
25 Aug 2015, 12:13 pm
Levin We have previously blogged about the comment letter concerning the CFPB’s March 10, 2015 Study on consumer arbitration that we submitted to the CFPB on behalf of the American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable. [read post]
2 Apr 2012, 11:56 am
” Having the compliance officer be a member of senior management and not subordinate to the general counsel or the chief financial officer has been a beneficial structure. [read post]
7 Nov 2014, 8:47 am
Ton of work to write & keep up to date, so financial incentives matter and remuneration is justified. [read post]
2 May 2016, 9:20 pm
His opinion: look hard at definition of direct financial benefit in the modern world. [read post]
23 Dec 2008, 2:44 pm
Meanwhile, financial industry groups are pushing to use the bailout fund to help a wider array of companies, including automotive financing companies such as GMAC Financial Services. [read post]
