Search for: "The Depository Trust "
Results 121 - 140
of 381
Sorted by Relevance
|
Sort by Date
26 Nov 2007, 5:15 am
They in turn place the shares with the Depository Trust Corporation, or DTC. [read post]
21 Sep 2011, 3:25 pm
Germain Depository Institutions Act of 1982 carves out a number of exceptions to the general rule that a transfer of encumbered real property triggers a due-on-sale clause. [read post]
21 Sep 2011, 3:25 pm
Germain Depository Institutions Act of 1982 carves out a number of exceptions to the general rule that a transfer of encumbered real property triggers a due-on-sale clause. [read post]
4 Aug 2010, 10:10 am
Specifically, the bill would provide that: "(a) A nonattorney surrogacy facilitator shall direct the client to deposit all client funds into either of the following: (1) An independent, bonded escrow depository maintained by a licensed, independent, bonded escrow company. (2) A trust account maintained by an attorney. [read post]
16 May 2019, 8:26 am
If the property is held in trust, the trust instrument will indicate who gets the property upon the death of the settler, or the trust creator. [read post]
7 Nov 2013, 7:07 am
Germain Depository Institution Act of 1982 (the Garn Act, 12 U.S.C.A. [read post]
1 Dec 2017, 11:54 am
This includes how firms handle trade execution, processing, and reporting and recordkeeping of derivatives.Quintenz noted these innovations are already starting to take shape, and pointed to the example of the Depository Trust Clearing Corporation (DTCC) which recently announced that it is transferring records for more than $11 trillion of cleared and bilateral credit derivatives transactions to its own DLT platform.The platform will provide market participants with real-time… [read post]
19 Apr 2016, 8:57 am
The Depository Trust & Clearing Corporation agreed that the regulation of transfer agents is critically outdated. [read post]
19 Jul 2023, 9:42 am
Saluzzi cited as an example of that conflict two data products offered by Depository Trust & Clearing Corporation (DTCC) that could potentially be used as inputs for computerized trading strategies. [read post]
24 Aug 2009, 11:15 am
If an advisor is hesitant to answer, go online to the Central Registration Depository (CRD), which contains information about most brokers, their representatives, and the firms they work for. [read post]
14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
31 Aug 2011, 7:50 am
If the funeral home used joint accounts, the State Board wants a copy of the current bank statements for the certificates of deposits and depository accounts. [read post]
8 May 2012, 5:00 am
(n) Other Sources: Form PF Adopting Release (.pdf) Private Fund Reporting Depository Form PF and Investor Representations in Subscription Agreements in Compliance Avenue Real Estate Funds and Form PF [read post]
12 Apr 2009, 5:46 am
Foti has mislabeled interest bearing depository accounts that are set forth in Section 540.08 of the 2008 Minnesota statutes and 145.05(d) and 145.05(e) of the above cited rules as structured settlements. [read post]
5 Mar 2010, 9:05 am
The Office of Financial Regulation is charged with safeguarding private financial interests of the public through licensing, chartering, examining, and regulating depository and non-depository financial institutions and financial service companies in Florida. [read post]
20 Aug 2007, 1:00 am
In a Texas suit for divorce a court may grant a divorce in favor of one spouse if during the marriage the other spouse has been convicted of a felony.A person convicted of any criminal offense involving dishonesty or a breach of trust may not become, or continue, as an institution-related party with respect to a federally insured depository institution, own or control an insured depository institution, or otherwise participate in the conduct of the affairs of such an… [read post]
17 Oct 2011, 12:37 pm
The clearing firm can try to elicit more information, but generally the conversation is with introducing brokers because they have the primary relationship.Mihal Nahari, Chief Compliance Officer, The Depository Trust & Clearing Corporation (DTCC), noted that the focus in the microcap area is usually on the proper exemption from registration. [read post]
27 May 2023, 6:30 am
But HB 3 also limits investment decisions for local governments, trust funds, and the state’s CFO. [read post]
13 Nov 2009, 6:57 am
" O'Hara and Perez wrote programs that generated many thousands of pages of fake trade blotters, stock records, Depository Trust Corporation (DTC) reports and other phantom books and records to substantiate nonexistent trading. [read post]
11 Jul 2018, 3:30 am
Shares now typically reside at the Depository Trust & Clearing Corporation (DTCC), with legal title held by a subsidiary called Cede & Company, which appears as the record holder of the stock in corporate stockholder lists. [read post]
