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30 Jan 2024, 9:02 pm
”[10] The June 1, 1972 Report of the Advisory Committee on Enforcement Policies and Practices—now commonly referred to as the Wells Report—included a lengthy discussion about the settlement of Commission enforcement actions, and made several recommendations related to the settlement process.[11] The Commission had decades of experience settling cases, through both settlements on a no-admit/no-deny basis and settlements allowing defendants to deny… [read post]
29 Jan 2024, 3:30 am
Here are a few updates worth noting: ● CEO & Management Succession Planning – The guidelines now say that where there is significant concern regarding the board’s succession planning efforts, BlackRock may vote against members of the responsible committee, or the most relevant director. [read post]
28 Jan 2024, 9:01 pm
Determining the nature of those goals and their relative impact on compensation outcomes is within the purview of the compensation committee. [read post]
26 Jan 2024, 3:00 am
Here’s How ChatGPT Maker OpenAI Plans to Deter Election Misinformation in 2024 MSN – Ali Swenson (Associated Press) | Published: 1/16/2024 ChatGPT maker OpenAI outlined a plan to prevent its tools from being used to spread election misinformation as voters in more than 50 countries prepare to cast their ballots in national elections this year. [read post]
25 Jan 2024, 4:00 pm
Editor’s Note: Welcome to “Vendor Voices in eDiscovery,” a regular and trusted waypoint within the rapidly changing landscape of eDiscovery. [read post]
25 Jan 2024, 11:40 am
Duties of professional care are imposed on powerful service providers (e.g., directors of corporations, investment advisers, lawyers, and doctors) to guide their behavior toward the wellbeing of the humans for which they are providing services (e.g., corporate shareholders, investment and legal clients, and healthcare patients). [read post]
23 Jan 2024, 9:01 pm
The truth began to be revealed in March 2020 when the House Financial Services Committee released a 113 report, describing Wells Fargo’s risk management plans as “materially incomplete” and “woefully short. [read post]
22 Jan 2024, 9:01 pm
Indeed, approximately 95% of rule 506(b) offerings did not have any non-accredited investors.[18] The implication of the current rule and market practice is that many non-accredited investors do not have an opportunity to invest in private companies, even when these investors desire to do so and are able to assess the risks and rewards of making such investments. [read post]
17 Jan 2024, 7:30 am
It would also support the states’ investment plans and immediate funding needs, as outlined in a new report released at COP28 entitled “Building the New Forest Economy: Advancing Climate Action through the Governors’ Climate and Forests Task Force. [read post]
15 Jan 2024, 6:00 am
Utilizing a DAF as an estate planning and charitable giving tool Sponsoring and managing a DAF for charities What a single identified organization fund (not a DAF) can and can’t do What are the types of sponsoring organizations and considerations of each? [read post]
15 Jan 2024, 2:30 am
“We have made major investments in collecting feedback on our culture from our employees,” Farris explains. [read post]
15 Jan 2024, 2:30 am
“We have made major investments in collecting feedback on our culture from our employees,” Farris explains. [read post]
10 Jan 2024, 9:23 am
Senate Committee on Aging fo [read post]
10 Jan 2024, 9:23 am
Senate Committee on Aging fo [read post]
8 Jan 2024, 7:51 am
Illinois HB 2487 created a Justice40 Oversight Committee responsible for making recommendations on how the state can advance environmental justice and meet the federal Justice40 Initiative’s requirements. [read post]
5 Jan 2024, 1:00 pm
The Senate Bill, which is 105 pages long, adds an entire section to the statute, allowing condominiums to create investment committees and enable such associations to invest reserve funds in a combination of depository accounts. [read post]
1 Jan 2024, 3:01 am
Comm’n (last visited Oct. 3, 2022), https://www.uniformlaws.org/committees/community-home? [read post]
27 Dec 2023, 1:16 pm
The letter also asks firms to provide information on their contingency plans for system failure, reports on AI systems causing regulatory or legal issues, and recent examples of advertising that mentioned AI. [read post]
22 Dec 2023, 6:00 am
Sherrod Brown, who is the chairman of the Senate Committee on Banking, Housing and Urban Affairs, along with Sens. [read post]
20 Dec 2023, 4:58 pm
When it comes to the matter of the “free expression of opinion”, Jeff Zucker has already promised to create an editorial advisory board that would uphold the independence of the Telegraph titles and the Spectator and emphasised that he has no plans to change their management or editorial teams. [read post]
