Search for: "Troy A. Paredes" Results 121 - 140 of 146
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26 Mar 2009, 11:31 am
(Editor's Note: The post below by Commissioner Troy Paredes is a transcript of remarks by him at the 2009 Southeastern Securities Conference on March 19, 2009 in Atlanta, Georgia.) [read post]
19 Dec 2008, 2:59 am
New SEC Rule Would Regulate Most Indexed AnnuitiesThe SEC adopted a new rule, despite substantial opposition from the insurance industry and over a dissent from Commissioner Troy Paredes, that defines the terms "annuity contract" and "optional annuity contract" under the Securities Act. [read post]
2 Oct 2008, 9:36 am
Below is the request for rulemaking to eliminate the "evergreen" requirement in amended Rule 144(i). [read post]
30 Aug 2008, 8:22 pm
This is a concept that one of the Glom's former contributors, Commissioner Troy Paredes (the newest Commissioner on the SEC)(hopefully there's a link between Glom blogging and regulatory appointments) wrote about previously here. [read post]
4 Aug 2008, 12:21 pm
Last SEC Commissioner Sworn In On Friday, Troy Paredes was sworn in as a SEC Commissioner. [read post]
1 Jul 2008, 6:14 am
Former Glom guest blogger, Troy Paredes, was confirmed by the Senate as an SEC Commissioner on Friday. [read post]
30 Jun 2008, 3:02 pm
Only the formality of full Senate confirmation stands between Troy Paredes and  the SEC following unanimous approval from the Senate Banking Committee. [read post]
27 Jun 2008, 5:37 pm
  The Committee unanimously approved the nominations of Luis Aguilar, Troy Paredes and Elisse Walter on Wednesday. [read post]
26 Jun 2008, 7:22 pm
Yesterday, the Senate Banking Committee voted to confirm the three nominees to the SEC, Republican Troy Paredes and Democrats Elisse Walter and Luis Aguilar. [read post]
10 Jun 2008, 1:46 pm
SEC Commissioner Designate Paredes Charts Middle Course for Hedge Fund RegulationSEC Commissioner designate Troy Paredes believes that there is a middle ground on hedge fund regulation between mandatory rules and doing nothing. [read post]
6 Jun 2008, 4:43 pm
Moving the US toward the International Financial Reporting Standards will be a top priority of the new SEC commissioners -- including Troy Paredes -- once they are confirmed later this year. [read post]
23 May 2008, 1:39 pm
  President Bush has nominated two democrats (Elisse Walter and Luis Aguilar) and one republican (Troy Paredes). [read post]
13 May 2008, 10:30 am
President Bush recently announced the appointment of law professor Troy A. [read post]
12 May 2008, 6:40 am
Race to the Bottom has an interesting article and I learned something new.The White House announced that Troy Paredes from the University of Washington in St. [read post]
9 May 2008, 10:00 am
The White House announced yesterday that Troy Paredes, a law professor from the University of Washington in St. [read post]
8 May 2008, 4:42 am
" Well that may be soon since President Bush has already nominated Professor Troy Paredes as Atkin's successor (as noted in this article). [read post]
7 May 2008, 2:16 pm
Congratulations to Troy Paredes, Washington University Law School professor and the next nominee to be commissioner of the SEC. [read post]
6 May 2008, 7:43 pm
Troy Paredes has the important Ribstein and Bainbridge endorsements.... [read post]
27 Feb 2008, 5:15 am
  Douglas Cox, Steven Guynn and Stuart Kaswell, as well as Troy Paredes. [read post]