Search for: "U. S. Securities and Exchange Commission" Results 121 - 140 of 451
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14 Feb 2022, 1:50 pm by jeffreynewmanadmin
The Securities and Exchange Commission today charged BlockFi Lending LLC (BlockFi) with failing to register the offers and sales of its retail crypto lending product. [read post]
2 Feb 2022, 6:01 am by Shalini Bhargava Ray
For example, individuals or entities who aren’t sure whether a particular product, service or action would violate federal securities law can request a no-action letter from the Securities and Exchange Commission (SEC). [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission (SEC) recently awarded approximately $36 million to a whistleblower who was culpable in the wrongful conduct and delayed reporting information to the agency for five years. [read post]
16 Dec 2021, 6:00 am by Ana Popovich
” Gjovik states that when she was put on “indefinite paid administrative leave” and then fired from Apple, she filed complaints to numerous agencies including the National Labor Relations Board, the Equal Employment Opportunity Commission, federal and state Departments of Labor, and the Securities and Exchange Commission. [read post]
7 Dec 2021, 9:48 am by Kenneth Boggess
Exchange Letters and Diplomatic Jabs over English Channel Migrant Crossing Disaster appeared first on IELR Blog. [read post]
7 Dec 2021, 9:48 am by Kenneth Boggess
Exchange Letters and Diplomatic Jabs over English Channel Migrant Crossing Disaster appeared first on IELR Blog. [read post]
4 Nov 2021, 10:04 am by Silver Law Group
Department of Justice (DOJ) has also received a bounty of $2M from the Securities and Exchange Commission (SEC). [read post]
2 Nov 2021, 6:18 am
Securities & Exchange Commission and the International Financial Reporting Standards Foundation, a uniform global sustainability reporting framework seems unlikely to emerge in the near-term. [read post]
13 Oct 2021, 6:08 am
Securities and Exchange Commission, on Wednesday, October 13, 2021 Editor's Note: Elad L. [read post]
12 Sep 2021, 3:58 am by Dan Harris
-China Economic and Security Review Commission was created by the United States Congress in October 2000 with the legislative mandate to monitor, investigate, and submit to Congress an annual report on the national security implications of the bilateral trade and economic relationship between the United States and the People’s Republic of China, and to provide recommendations, where appropriate, to Congress for legislative and administrative action. [read post]
26 Aug 2021, 4:42 pm by Sabrina I. Pacifici
The Department of the Treasury, the Securities and Exchange Commission (SEC), and the Federal Reserve have each announced new steps: The Treasury’s announcement coversa range of issues including public spending, macroeconomic effects, and international cooperation. [read post]
8 Aug 2021, 12:22 pm by Stuart Kaplow
Securities and Exchange Commission voted “to approve Nasdaq’s proposed rule changes requiring issuers to disclose certain information about the diversity of the company’s board. [read post]
2 Aug 2021, 5:56 am
  It’s been less than a year since a new disclosure rule by the Securities and Exchange Commission (SEC) took effect, which required companies to provide additional detail in their 10-K reports around their human capital management (HCM). [read post]