Search for: "U.S. SECURITIES AND EXCHANGE COMMISSION"
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27 Mar 2024, 1:28 pm
Securities and Exchange Commission is actively probing technology and telecom companies on how they responded to the SolarWinds cyber attack in 2020, according to Bloomberg. [read post]
26 Mar 2024, 9:50 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
26 Mar 2024, 2:48 pm
On the same day as the SEC’s press release, the U.S. [read post]
26 Mar 2024, 8:11 am
The Securities and Exchange Commission has issued insider trading charges against Andreas “Andy” Bechtolsheim, the founder and Chief Architect of Silicon Valley-based technology company Arista Networks, Inc. [read post]
25 Mar 2024, 4:05 pm
Whistleblower attorneys from the law firm Kohn, Kohn & Colapinto (KKC) are urging the Department of Justice (DOJ) to model the whistleblower program it is developing on the hugely successful Dodd-Frank Act whistleblower programs administered by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
25 Mar 2024, 2:51 pm
Securities and Exchange Commission is seeking fines and penalties totaling $2 billion in its case against Ripple Labs over sales of the cryptocurrency XRP, the company’s chief legal officer said in a social media post. [read post]
24 Mar 2024, 9:01 pm
As U.S. [read post]
24 Mar 2024, 11:08 am
The case is now known as In Re: Securities and Exchange Commission, The Enhancement and Standardization of Climate-Related Disclosures for Investors, Issued on March 6, 2024, J.P.M.L., MCP No. 180, consolidation order issued 3/21/24. [read post]
23 Mar 2024, 6:30 am
Securities and Exchange Commission. [read post]
23 Mar 2024, 6:30 am
Securities and Exchange Commission. [read post]
SEC climate rule prompts a rush to sue. Experts say companies are likely to prepare to comply anyway
22 Mar 2024, 9:50 am
Securities and Exchange Commission's new rule requiring companies to disclose some emissions and climate-related information was barely passed before the agency was being hauled to court. [read post]
21 Mar 2024, 5:29 am
The next step will be for the MDL panel to hold a random drawing to determine which of the six U.S. [read post]
20 Mar 2024, 3:30 am
So, while the Commission still dangles the prospect of a “substituted compliance” approach in some far away future, in the meantime, foreign private issuers are expected to be subject to the same one-size-fits-all approach when it comes to reporting climate-related information for purposes of the U.S. federal securities laws. [read post]
19 Mar 2024, 12:49 pm
The Securities and Exchange Commission announced that Genesis Global Capital, LLC agreed to a final judgment ordering it to pay a $21 million civil penalty and imposing a permanent injunction to settle charges that it engaged in the unregistered offer and sale of securities through a crypto asset lending program known as the Gemini Earn program. [read post]
18 Mar 2024, 2:05 pm
Securities and Exchange Commission (SEC) charged 17 individuals with orchestrating a $300 million Ponzi scheme involving CryptoFX LLC. [read post]
18 Mar 2024, 9:02 am
This bill is the product of the Legislative Water Development Commission examining and retooling the 2023 Legislative Session’s failed HB 272 (Water Efficient Landscaping Amendments), as it was not examined by the Commission prior to the 2023 Legislative Session. [read post]
18 Mar 2024, 6:32 am
Securities and Exchange Commission (“SEC”) and industry service providers have made significant changes and improvements in processing and reporting proxy votes. [read post]
18 Mar 2024, 6:32 am
Securities and Exchange Commission (“SEC”) and industry service providers have made significant changes and improvements in processing and reporting proxy votes. [read post]
18 Mar 2024, 6:00 am
Recent trends in U.S. privacy law can help privacy professionals understand where the law may be going. [read post]
18 Mar 2024, 3:00 am
The annual Securities and Exchange Commission request for funding from Congress is not generally very interesting. [read post]
