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13 Dec 2017, 4:25 pm
The program targets 16-to-18-year olds because that is the age range when they will likely be first confronted with jobs, budgets, loans, savings and credit. [read post]
12 Dec 2017, 4:36 pm
John Reed Stark One of the most interesting and arresting business stories of 2017 has been the astonishing proliferation of initial coin offerings (ICOs), as I discussed in a prior post (here). [read post]
28 Nov 2017, 6:00 pm
According to research performed by UBS Group AG, salaries at firms managing the wealth of the ultra-rich have... [read post]
27 Sep 2017, 9:18 am
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
27 Sep 2017, 9:18 am
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
30 Aug 2017, 12:57 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with UBS AG, the largest bank in Switzerland, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
24 Aug 2017, 6:00 pm
Craig Price, a former UBS AG senior vice president, was more than a little surprised when he saw the $2,600 tab he and colleagues had racked up at an upscale restaurant in Palm Beach, Florida. [read post]
17 Aug 2017, 2:38 pm
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with the largest bank in Switzerland, UBS AG, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
21 Jun 2017, 8:50 am
(UBS) out of the firm’s Beverly Hills, California office location. [read post]
13 Jun 2017, 6:48 am
On June 7, 2017, the Federal Reserve Board authorized an extension of up to five (5) years for Deutsche Bank AG, SVB Financial Group, and UBS Group AG to comply with certain aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act (often referred to as the Volcker rule) relating to “investments in certain ‘illiquid funds[.]'” Press Release. [read post]
30 Mar 2017, 6:07 am
What are Structured Notes? [read post]
6 Mar 2017, 4:26 pm
David Topol Margaret Thomas In its June 2010 decision in Morrison v. [read post]
23 Feb 2017, 6:44 am
Concerned about investment losses in Barclays Bank PLC Trigger Phoenix Autocallable Optimization Securities (PAOS) offered by UBS? [read post]
20 Feb 2017, 1:00 am
On Friday 24 February, the Judicial Committee of the Privy Council will hear the appeal of Junkanoo Estate Ltd & Ors v UBS Bahamas Ltd. [read post]
14 Feb 2017, 2:34 pm
He was previously registered with UBS Financial Services, Inc. from November 1998 to March 2008, according to BrokerCheck records. [read post]
3 Feb 2017, 6:31 am
From September 2010 until October 2016 Fagenson was associated with UBS Financial Services Inc. [read post]
30 Jan 2017, 10:25 am
’ By UB Professor Garrett Epps [read post]
15 Dec 2016, 6:55 pm
A husband and wife had an accounting in Switzerland at UBS AG, into which they deposited commissions from camera sales and also directed some of their international customers to make deposits. [read post]
7 Nov 2016, 2:48 pm
In 2014, UBS said claims tied to UBS Wealth Management Americas’ Puerto Rico closed-end municipal bond funds have risen to nearly $1 billion. [read post]
21 Sep 2016, 7:07 am
From 1992 through January 2011 Salem was registered with UBS Financial Services, Inc. [read post]