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6 Jan 2022, 1:22 pm
As if that were not enough, on December 30, 2021, New York (New York County) Supreme Court Judge Jennifer Schecter granted the motion to dismiss in the derivative action filed in the New York court against the board of UBS AG Group, a Swiss corporation. [read post]
26 Sep 2012, 5:39 am
Compiled from online public domain resources, provided for your review/use is this week's update of key industry news, views, and events highlighting key electronic discovery related stories, developments, and announcements. [read post]
15 Oct 2007, 1:04 am
Arbitration Award Against Thelen Reid Is Upheld
New York Law Journal
A New York state judge has upheld a $450,000 arbitration award to a partner who claimed he was fired from the law firm now known as Thelen Reid Brown Raysman & Steiner in violation of an employment contract. [read post]
21 May 2008, 9:07 am
And a few weeks ago, Swiss-based UBS AG announced a $19 billion writedown of its assets for the first quarter. [read post]
23 Apr 2008, 2:28 pm
Last week, New York Attorney General Andrew Cuomo was reported to have subpoenaed 18 banks and brokerages about their involvement in the securities. [read post]
8 Aug 2008, 4:46 am
The New York Attorney General will monitor Citi's progress and, beginning on November 4, 2008, retains the right to take legal action against Citi with respect to its institutional investor clients. [read post]
24 Feb 2007, 5:52 pm
Read it here (from the New York Times). [read post]
15 May 2007, 2:39 am
New Jersey firms face competition from nearby New York firms, some of which boast a starting salary of $160,000. [read post]
12 Dec 2011, 8:12 am
See you in New York. [read post]
1 Dec 2011, 2:22 pm
See you in New York. [read post]
10 Apr 2021, 9:51 am
From 2009 through 2017 Greenstone was registered with Morgan Stanley both in New York and later in Florida. [read post]
3 Feb 2009, 5:57 am
Many of these brokers have conspired with Wall Street sellers of Municipal Derivatives to overcharge their governmental clients, according to a class action lawsuit filed in federal court in the Southern District of New York. [read post]
12 May 2010, 8:01 am
Attorney's Office for the Southern District of New York, is focusing on whether Morgan Stanley made proper representations to investors about its role. [read post]
26 Nov 2019, 6:50 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. [read post]
28 Apr 2010, 3:26 pm
The firms that designed and sold failed mortgage-backed derivatives include Deutsche Bank AG, UBS AG and Merrill Lynch & Co., now owned by Bank of America Corp., according to the article. [read post]
21 Apr 2010, 7:41 am
The firms that designed and sold failed mortgage-backed derivatives include Deutsche Bank AG, UBS AG and Merrill Lynch & Co., now owned by Bank of America Corp., according to the article. [read post]
5 Nov 2007, 12:11 am
Millions of dollars in commissions are at stake not only in California but also in entertainment centers like New York and Nashville. [read post]
29 Jan 2019, 10:13 am
In March 2009, following the landmark agreement regarding offshore tax evasion struck by the United States with Switzerland’s largest bank, UBS AG, the IRS unveiled its now-famous “Offshore Voluntary Disclosure Program. [read post]
1 Dec 2011, 1:58 pm
"There were some very large losses during that period," says Jonathan Harris, a commercial litigation partner at New York's Harris, Cutler & Houghteling. [read post]
4 Aug 2011, 1:45 pm
Morgan, HSBC, UBS AG, the owners of the New York Mets, have been pushing back with some recent success. [read post]
