Search for: "United Industries, Inc."
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18 Sep 2013, 11:26 am
FINRA (Financial Industry Regulatory Authority, Inc.), the largest independent regulator for all securities firms doing business in the United States, has published guidance for broker-dealers in performing due diligence on EB-5 securities offerings or "private placements." [read post]
30 May 2009, 12:21 pm
(ACL), formerly a subsidiary of United Industrial Corporation (UIC), which provided aerospace and defense systems. [read post]
15 Nov 2006, 2:30 am
Supreme Court in Coltec Industries, Inc. v. [read post]
28 May 2020, 12:52 pm
FINRA Hits Stifel with more than $3.6 million in sanctions for sales of UITs According to the Financial Industry Regulatory Authority Inc. [read post]
19 Oct 2016, 9:30 pm
A coalition of major corporations, including Waste Management, Inc. and PepsiCo, also reportedly support the standards. [read post]
8 Jul 2014, 10:15 am
Civil Action No. 13-1887 (ES), United States District Court, D. [read post]
8 Jul 2014, 10:15 am
Civil Action No. 13-1887 (ES), United States District Court, D. [read post]
5 Feb 2022, 9:15 am
Myco Industries, Inc. started marketing, the AB Max, a device for treating blepharitis in February 2019. [read post]
3 Mar 2017, 3:06 pm
It remains to be seen if the Flood Protection Authority will pursue further review in its lawsuit against the oil and gas industry in either the Fifth Circuit or United States Supreme Court. **************** [1] 33 U.S.C. [read post]
23 Apr 2009, 8:32 am
Perma-Fix Environmental Services, Inc. is a waste management company that provides nuclear and industrial waste management services, as well as environmental engineering and consulting services to government, industrial and commercial customers. [read post]
17 May 2011, 10:24 am
’s partnership with the coal industry to produce “The United States of Energy,” an energy curriculum that promoted coal without disclosing its considerable public-health and environmental drawbacks. [read post]
31 May 2012, 5:38 pm
OSRAM states that it has devoted substantial resources in the United States, including investments in domestic engineering and research and development ("R&D") of products incorporating LEDs, at its two domestic subsidiaries, OSRAM Opto Semiconductors, Inc. and OSRAM Sylvania Inc. [read post]
10 Aug 2023, 1:56 pm
He has been in the industry since 1973. [read post]
23 Nov 2010, 5:00 am
Clancey, a former Captain in the United States Marine Corps, received a B.A. in Economics and Political Science from Emporia State College. [read post]
27 Dec 2017, 11:17 am
According to reports, in February 2016, Financial Industry Regulatory Authority barred Chicago broker, George Johnson, for allegedly manipulating the stock price of IceWEB Inc. for personal gain. [read post]
23 Oct 2023, 6:00 am
District Court for the District of Massachusetts granted summary judgment in favor of the United States Department of the Interior and Vineyard Wind, and denied summary judgment to the plaintiffs in two cases challenging federal authorizations for the Vineyard Wind project: Seafreeze Shoreside, Inc. v. [read post]
5 Jun 2023, 4:09 am
VIP PRODUCTS LLC (Opinion, United States Supreme Court) Agencies issue fina... [read post]
23 Jul 2010, 11:25 am
Sanction Includes $540,000 to Defrauded Customers; Broker David Bredenburg Barred Donald Mattran , Former Branch Manager Suspended The Financial Industry Regulatory Authority (FINRA) announced today thatSunTrust Investment Services, Inc. has agreed to pay$1.44 million to settle regulatory charges that it sold unsuitable unit investment trusts (UIT), closed-end fund (CEF) and mutual fund transactions to 17 customers who incurred losses. [read post]
4 May 2011, 9:30 am
In its complaint, the U.S. accuses Deutsche Bank and its MortgageIT Inc. unit of misleading officials into believing that Deutsche Bank mortgages qualified for federal mortgage insurance programs, a step toward making the mortgages much more attractive to potential investors in order for the bank to reap "substantial profits" when the loan were subsequently sold. [read post]
21 Dec 2010, 6:27 pm
., a wholly-owned Chinese subsidiary of United States-based PPG Industries, Inc., pled guilty to conspiring to violate the International Emergency Economic Powers Act and the Export Administration... [read post]
