Search for: "United States Securities and Exchange Commission v. Williams"
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22 Jul 2016, 6:10 am
Securities and Exchange Commission and Zhaodong (Ken) Zhong, Rutgers Business School, on Sunday, July 17, 2016 Tags: Capital markets, CFTC, Credit default swaps, Derivatives, Dodd-Frank Act, Financial reform, Financial regulation,Liquidity, OTC derivatives, Reporting regulation, Transparency Empire of the Fund: The Way We Save Now Posted by William Birdthistle, Chicago-Kent College of Law, on Monday, July 18, 2016 Tags: ERISA, Financial regulation,… [read post]
18 Jul 2022, 11:30 pm
The stupendous rise of this market and vast sums of dollars being paid for NFTs has raised alarm bells at the Securities and Exchange Commission (SEC), the Commodities Futures Trading Commission (CFTC), the Treasury Department, and Congress. [read post]
24 Jun 2020, 5:01 am
” Likewise, in United States v. [read post]
9 Aug 2011, 12:47 am
In the courts: BB, R (on the application of) v Special Immigration Appeals Commission & Anor [2011] EWCA Civ 2129 (02 August 2011) ??? [read post]
30 Mar 2007, 1:10 am
Securities and Exchange Commission filed a civil complaint on Wednesday that alleges two former in-house lawyers at Houston-based Enron Corp. violated federal securities laws by misrepresenting and omitting material information from Enron's public securities filings. [read post]
26 Jul 2018, 11:55 am
United States, a “clear enough” — as opposed to, perhaps, a crystal clear — Chevron step one inquiry. [read post]
11 Feb 2008, 12:00 am
Lawyer Over Opinion Letter
The Recorder
A California lawyer incurred the Securities and Exchange Commission's ire for an opinion letter that led to a client's pump-and-dump stock scheme. [read post]
14 Nov 2022, 2:12 am
IPKat has produced a book review of Intellectual Property Protection for AI-Generated Creations: Europe, United States, Australia and Japan, by Ana Ramalho, Copyright Counsel at Google, and a Guest Lecturer at Leiden University. [read post]
30 Nov 2017, 8:29 am
United States) “In Defense of Unprincipled Decision Making” (describing Justice William Douglas’ penumbral theory in Griswold v. [read post]
31 Dec 2011, 1:20 pm
As Judge Williams of the Court of Appeals for the D.C. [read post]
3 Sep 2010, 5:21 am
Squire Sanders & Dempsey LLPOn August 18, 2010 the US Securities and Exchange Commission issued Release No 33-9135, a cease and desist order (the Order) settling claims against the state of New Jersey as a result of what the SEC determined was inadequate disclosure of the financial condition of New Jersey's pension funds.Health care reform — regulations issued on expanded internal/external claims review process for nongrandfathered group health… [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
13 Apr 2017, 9:30 pm
Securities and Exchange Commission (SEC) announced fraud charges against 27 individuals and entities, including three public companies, seven stock promotion firms, and two corporate CEOs, alleging that they engaged in stock promotion schemes that disguised promotional materials as unbiased analyses intended to mislead potential investors. [read post]
9 Apr 2018, 6:00 am
Last summer, tech companies followed suit, with CEOs including Elon Musk signing an Open Letter to the United Nations Convention on Certain Chemical Weapons. [read post]
13 Aug 2021, 4:00 am
End Citizens United had alleged Scott and the New Republican PAC, a group he formerly chaired, violated election laws prohibiting coordination between candidates and outside groups. [read post]
13 Jul 2011, 3:16 pm
Williams, 244 S.W.3d 564, 567 (Tex. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
4 Jan 2019, 6:20 am
Weeks and Tenney v. [read post]
4 Sep 2022, 4:15 pm
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
28 Nov 2007, 7:45 am
V. [read post]
