Search for: "William Dodds"
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7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
17 Mar 2017, 6:00 am
Posted by Jon Eisenberg, K&L Gates LLP, on Tuesday, March 14, 2017 Tags: CFPB, Disgorgement, Exchange Act, Investor protection, Liability standards, Misconduct, SEC, SEC enforcement, Securities damages, Securities regulation, Statute of limitations, Supreme Court, U.S. federal courts Board of Directors Compensation: Past, Present and Future Posted by Diane Lerner, Pay Governance LLC, on Tuesday, March 14, 2017 Tags: Audit committee, Board composition, Board performance, Board turnover,… [read post]
16 Mar 2017, 3:00 am
Whistleblowers: 9th Circuit Says Dodd-Frank Protects Internal Reporters This Perkins Coie memo reviews the 9th Circuit’s recent decision in Somers v. [read post]
1 Mar 2017, 6:00 am
The big change was Dodd-Frank that excluded primary residence from the net worth calculation. [read post]
28 Feb 2017, 8:00 am
For a detailed look, see my post: Despite Privilege, GC May Pursue Whistleblower Retaliation Suit under SOX and Dodd–Frank. [read post]
28 Feb 2017, 8:00 am
For a detailed look, see my post: Despite Privilege, GC May Pursue Whistleblower Retaliation Suit under SOX and Dodd–Frank. [read post]
24 Feb 2017, 5:35 am
Kim, Wachtell, Lipton, Rosen & Katz, on Friday, February 17, 2017 Tags: Bank boards, Banks, Dodd-Frank Act, Donald Trump, FDIC, Financial crisis, Financial institutions, Financial regulation, Mergers & acquisitions, Money laundering, Securities enforcement, Securities regulation, Stress tests, Systemic risk SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017 Tags: Accounting,… [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19,… [read post]
19 Dec 2016, 6:30 am
Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Editor's Note: William McLucas and Harry Weiss are partners at Wilmer Cutler Pickering Hale and Dorr LLP. [read post]
16 Dec 2016, 1:00 am
Posted by William C. [read post]
4 Dec 2016, 7:24 pm
The Enron’s boards oversight failures were chronicled by the board’s special investigative committee led by William C. [read post]
4 Nov 2016, 1:01 am
Ibrahim, William & Mary Law School, on Wednesday, November 2, 2016 Tags: Capital formation, Crowdfunding, Investor protection, IPOs, JOBS Act, SEC, SEC rulemaking, Securities regulation,Small firms, Tech companies ISS Proposes New 2017 Voting Policies Posted by Lyuba Goltser, Weil, Gotshal & Manges LLP, on Wednesday, November 2, 2016 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Executive Compensation, Institutional Investors, IPOs,ISS, Proxy advisors,… [read post]
7 Oct 2016, 2:40 pm
Baker, Associate Professor of Law, University of Hawaii at Manoa William S. [read post]
27 Sep 2016, 2:00 pm
He was sent with that same task but why is Paul Revere famous in American history and William Dodd is a relative unknown? [read post]
14 Sep 2016, 9:05 pm
Chamber] Finally, a state appellate court pokes a hole in the bizarre California Rule under which public employers may not reduce future pension benefits even when based on work not yet performed [Dan Walters/Sacramento Bee, Scott Shackford, Reason] Hearing over expanding employment-law damages in Colorado highlights shift in EEO law toward goal of money extraction [Merrily Archer] Post-Friedrichs, the future of mandatory union dues in public employment [Federalist Society podcast with Scott… [read post]
17 Aug 2016, 2:34 am
Like in the BlueLinx action brought last week, the SEC determined that these provisions violated the anti-whistleblower rules it adopted under Dodd-Frank – and again, there is no indication that the company actually sought to enforce the offensive provisions. [read post]
11 Aug 2016, 4:02 am
The SEC determined that these provisions violated the anti-whistleblower rules it adopted under Dodd-Frank. [read post]
28 Jul 2016, 1:59 pm
Louis and Lawrence Koplow; Managing a Practice from the Stone Age to the Digital Age in 10 Easy Steps, taught by Bruce Edge and Matt Dodd; Writing Winning Appeals, taught by Don Ramsell and Michelle Behan. [read post]
28 Jul 2016, 1:59 pm
Louis and Lawrence Koplow; Managing a Practice from the Stone Age to the Digital Age in 10 Easy Steps, taught by Bruce Edge and Matt Dodd; Writing Winning Appeals, taught by Don Ramsell and Michelle Behan. [read post]
28 Jul 2016, 1:59 pm
Louis and Lawrence Koplow; Managing a Practice from the Stone Age to the Digital Age in 10 Easy Steps, taught by Bruce Edge and Matt Dodd; Writing Winning Appeals, taught by Don Ramsell and Michelle Behan. [read post]
