Search for: "William Shepherd" Results 121 - 140 of 369
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
26 Jun 2010, 8:00 pm
Shepherd Smith Edwards and Kantas, LLP founder and Stockbroker Fraud Attorney William Shepherd is applauding Radnofsky’s move. [read post]
29 Dec 2008, 10:39 am
According to Shepherd Smith Edwards and Kantas, LLP Cofounder and Securities Arbitration Attorney WIlliam Shepherd, "The key on this one is that registered securities representatives must go to securities arbitration and can not take employment cases to court despite language securities arbitration code concerning statutory labor claims in the Texas Labor Code. [read post]
18 Nov 2009, 9:37 pm
According to Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Attorney William Shepherd, “It is an oddity to see our government take a legal position on behalf of investors! [read post]
5 Apr 2010, 6:46 pm
Our Shepherd Smith Edwards and Kantas founder and Stockbroker fraud lawyer William Shepherd says, “One issue which investors face when they are required to arbitrate is that they have little hope of appealing the arbitrators’ award if he/she lose. [read post]
6 Jan 2010, 12:47 pm
“Courts, and especially Federal courts, are becoming more and more friendly to Wall Street,” says securities attorney William Shepherd, whose investment fraud law firm, Shepherd Smith Edwards and Kantas, LLP represents investors nationwide. [read post]
3 May 2009, 7:59 pm
Shepherd Smith Edwards and Kantas LLP and stockbroker fraud attorney William Shepherd has this to say: "Note that only the little guys on Wall Street go to jail while the fat-cats get big bonuses. [read post]
30 Jun 2011, 8:35 pm
I guess it was just not too big to fail," says Shepherd Smith Edwards and Kantas founder and stockbroker fraud lawyer William Shepherd. [read post]
11 Apr 2007, 11:00 am
If you are one of those investors, please contact Shepherd Smith and Edwards today for your free consultation. [read post]
16 Mar 2010, 1:12 am
“This is another case at FINRA of the soldiers getting punished while the officers in charge ultimately get a walk,” said Shepherd Smith Edwards and Kantas founder and securities fraud lawyer William Shepherd. [read post]
30 Oct 2010, 4:14 pm
Following the court’s decision, Shepherd Smith Edwards and Kantas Founder and Securities Fraud Attorney William Shepherd said, “It is sad that large and small investors have little clout in the processes of selecting judges. [read post]
17 Jun 2010, 10:49 pm
According to Securities Fraud Lawyer William Shepherd, “Virtually all advisory professionals have a fiduciary duty to their clients, and brokerage firms claim to be professionals. [read post]
10 Sep 2022, 10:07 am
His job, and not an easy one at that, is to preserve all the goodwill his mother created, and shepherd England and the Commonwealth from Elizabeth II to his son William- who bring the modern touch the Crown so needs. [read post]
9 Nov 2012, 7:42 pm
FINRA arbitration lawyer William Shepherd, however, disagrees: “It is true that financial advisors are held to a fiduciary standard by statute, but securities brokers are often held to a ‘common law’ fiduciary standard. [read post]
6 Apr 2022, 5:00 am
The insurance company attempted to cite to the Pennsylvania Supreme Court Opinion in Williams v. [read post]
12 Mar 2019, 2:23 pm by ccollins
The US Securities and Exchange Commission (SEC) has secured a final judgment against ex-Alexander Capital broker William Gennity, who is accused of excessive churning in clients’ brokerage accounts. [read post]
25 Dec 2010, 12:15 pm by Charon QC
  I have no idea what planet he is on, but it seems a harmless enough activity in these dark days to wander about in medieval robes with a shepherds staff and try to communicate with what is largely a ‘mammonic’ heathen state. [read post]