Search for: "aumeli"
Results 121 - 140
of 278
Sorted by Relevance
|
Sort by Date
3 Jun 2010, 2:04 am
All investment advisers (in addition to hedge fund managers) with AUM of less than $100MM will be subject to state and not SEC registration. [read post]
6 Oct 2014, 7:03 am
Investment advisors who place clients in such programs already charge fees based on assets under management (AUM) and the money management charges for wrap products are in addition to the AUM fee. [read post]
19 Jul 2018, 1:02 am
However, retroactive private copying collection in the previous year had an impact on last year’s overall performance by AUME. [read post]
22 Feb 2024, 10:19 am
It would go up to 60% if the ETF reached $1.25 billion in AUM in 18 months. [read post]
28 Oct 2012, 8:33 pm
According to a new study produced by Schwab Advisor Services, "year-to-date assets under management (AUM) for M&A deal activity reached $42.3 billion at the end of the third quarter, which nearly eclipses last year's AUM total of $43.9 billion. [read post]
17 Jul 2012, 5:00 am
I understand the desire of fund managers to puff up the AUM number. [read post]
17 Jul 2012, 5:00 am
I understand the desire of fund managers to puff up the AUM number. [read post]
25 Jul 2011, 2:59 am
Mid-Sized Adviser Overview A mid-sized adviser is generally an investment adviser with between $25M and $100M of AUM. [read post]
18 Dec 2015, 8:11 pm
Public support for capital punishment has remained strong since Aum Supreme Truth, a doomsday cult, killed 13 people and injured thousands of others in a sarin gas attack on the Tokyo subway in 1995.Japan and the US are the only two advanced industrial nations that retain the death penalty. [read post]
15 Oct 2012, 10:15 am
At least $1.5 billion (but less than $5 billion) in regulatory AUM – The filing must be made on a quarterly basis, within 60 days of the end of each fiscal quarter, beginning on December 15, 2012. [read post]
2 Mar 2012, 4:26 pm
The threshold for registration with the SEC is $100 million or more in AUM, but you may stay registered with the state up to $110 million in AUM. (3) Currently exempt Investment Adviser registering with the SEC. [read post]
5 May 2025, 9:17 am
The following article is part of a series of reflections on the 2025 New Directions in Environmental Law Conference, also known as NDEL. [read post]
11 May 2015, 4:20 am
Second, it shows your clients, particularly as they age, that you have a vested interest in them as people, than just AUM. [read post]
17 Sep 2013, 6:02 am
Perhaps the SEC should have noticed the red flag when ACI’s AUM increased dramatically to $3.7 billion. [read post]
28 May 2023, 6:30 am
The new SEC Form PF requirements include: new quarterly event-based reporting for certain significant events involving all private equity fund advisers; and new categories of information for “large private equity fund advisers” (advisers that manage over $2 billion in private equity fund AUM) on fund strategies, fund-level borrowings and fund general partner (“GP”) and limited partner (“LP”) clawbacks, as well as certain expanded information for existing… [read post]
10 Feb 2010, 1:25 am
Is AUM a determining factor to winning a mandate? [read post]
4 May 2018, 1:26 pm
Why base fees on AUM? [read post]
29 Oct 2009, 10:42 pm
Paulsen) a provision which exempts managers from registration if the managers have less than $150 million of AUM (introduced by Mr. [read post]
27 Feb 2022, 7:46 am
., within one (1) business day) requirement for certain significant events involving large private equity fund advisers and hedge fund advisers; lowering AUM reporting thresholds for large private equity fund advisers from $2.0 billion to $1.5 billion; and the addition of new categories of information collected from large private equity fund advisers on fund strategies, leverage, controlled portfolio companies and portfolio company restructurings and recapitalizations. [read post]
28 May 2023, 6:30 am
The new SEC Form PF requirements include: new quarterly event-based reporting for certain significant events involving all private equity fund advisers; and new categories of information for “large private equity fund advisers” (advisers that manage over $2 billion in private equity fund AUM) on fund strategies, fund-level borrowings and fund general partner (“GP”) and limited partner (“LP”) clawbacks, as well as certain expanded information for existing… [read post]
