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7 Jan 2010, 10:24 am by Keith L. Miller
Ortiz' office claims that Elkinson raised $29 million from 130 investors over the last 20 years. [read post]
30 Oct 2013, 5:58 am by D. Daxton White
According to a recent Investment News report, UBS has put a cost on its brokerage’s bet on Puerto Rico at $41 million. [read post]
30 Jun 2008, 6:01 am
While playing at Robertson, TSU could invest the $2.5 million that it wouldn't have to pay the Dynamo and easily generate at least another $2.5 million off that investment over the 20-year lease term. [read post]
8 Feb 2012, 1:51 pm by D. Daxton White
 In 2010, the Investment News published the ranks of the largest registered investment advisory firms. [read post]
11 Feb 2016, 3:20 pm by Kelly Phillips Erb
This, in turn, would reduce private sector investment in deploying broadband, especially in rural areas, and inhibit entrepreneurship. [read post]
9 Jan 2012, 5:38 am by Dave Waller
  In addition, the old rules will apply to follow-on investments (i.e., exercise of pre-emptive rights) if the investor: (a) acquired a right to purchase prior to July 20, 2010; (b) qualified as an accredited investor at the time the right was acquired; and (c) held securities of the issuer (other than the right in (a)) at that same time. [read post]
20 Jun 2012, 5:00 am by Doug Cornelius
Congress chose to define it as a “an issuer that would be an investment company, as defined in section 3 of the Investment Company Act of 1940 (15 U.S.C. 80a-3), but for sec­tion 3(c)(1) or 3(c)(7) of that Act”. [read post]
15 Nov 2013, 5:24 pm by Hedge Fund Lawyer
Next Week Items Regulation S-ID Becomes Effective November 20, 2013 – for more information on the new red flag rules for certain SEC and CFTC registrants, please see this article from the ComplianceFocus blog. [read post]
13 Aug 2012, 6:26 pm by Jordan D. Maglich
 All told, the complaint alleges that Crafton ultimately provided financial advisory services to at least 20 other professional athletes, whom Crafton referred to as his "roster". [read post]
20 Dec 2023, 6:30 am
Around the world, investors are demanding more consistent, comparable, and reliable information about these risks so that they can make informed investment decisions. [read post]
20 Dec 2023, 6:30 am
Around the world, investors are demanding more consistent, comparable, and reliable information about these risks so that they can make informed investment decisions. [read post]
1 Jul 2010, 8:50 pm by Victoria Pynchon
In addition, much of the money will be placed in long-term investments, he said. [read post]
20 Jul 2010, 5:31 am by By DEALBOOK
Earnings at Goldman Sachs dropped 83 percent in the second quarter, making it the worst quarter for the giant investment bank since the depths of the financial crisis in late 2008. [read post]
20 Jul 2009, 11:04 am
Harman International, one of the earliest casualties of the last buyout bust, on Monday denied reports that a Middle Eastern investment firm had offered to buy it. [read post]
10 Mar 2015, 9:12 am by Paul E. Freehling
After 20 years as a licensed insurance broker, Stevens wanted to provide investment advisory services as well. [read post]
27 Jul 2009, 9:10 am
If it becomes law, SUCCESS will encourage businesses to invest in educating their non-English speaking workforce, a laudable goal. [read post]
16 Feb 2012, 5:39 am
The public comment period for this exemption was extended from February 20, 2012 to March 25, 2012. [read post]