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21 Nov 2013, 9:00 am by Jason M. Knott
FMR LLC, which we have previously covered in various posts. [read post]
30 Apr 2021, 7:57 am by Christine Emello
  The FTC also alleged the defendants engaged in unfair acts or practices by taking money from business’ bank accounts without permission. [read post]
28 Mar 2023, 12:15 pm by Silver Law Group
The first discharge was from Raymond James, and the second from Steward Partners Investment Advisory, LLC., with identical reasons for his discharge: ”Terminated for various policy violations, including conducting firm business through an outside email address, acting in an unapproved capacity for a client, and reuse of blank, signed forms for another client. [read post]
4 May 2020, 9:42 am by James J. La Rocca
See, e.g., Three D, LLC d/b/a Triple Play Sports Bar and Grille, 361 NLRB 308 (2014). [read post]
1 Dec 2014, 6:11 am by David J. Clark
The complaint alleges that in 2009 Noder set up a competing company, Pitch Public Relations, LLC and urged Orca’s customers to do business with her new company. [read post]
8 Mar 2023, 7:56 am by Suzanne E. Durrell
The False Claims Act thus serves to safeguard government programs and operations that provide access to medical care, support our military and first responders, protect American businesses and workers, help build and repair infrastructure, offer disaster and other emergency relief, and provide many other critical services and benefits. [read post]
2 Feb 2016, 12:20 pm
Plaintiff asserts that Defendants are engaged in a business similar to Plaintiff's and that Defendants use the VERGE trademark in connection with their business, THE VERGE, and in their business' domain name, http://www.theverge.com/. [read post]
6 Jan 2012, 6:18 am
The dispute between LLC members, shareholders or partners erupts into a lawsuit without warning, or so it seems, and without planning. [read post]
19 Sep 2013, 9:20 am by Adam Gana
Stastney, a partner at investment advisory firm Vicis Capital LLC, traded as a principal when he authorized the client hedge fund to pay approximately $7.5 million to purchase a basket of illiquid securities from a friend and outside business partner hired by the firm as a managing director. [read post]
25 Jun 2018, 2:23 pm
It considered, but did not act on, revocation claims in 1782, 1794, and 1810. [read post]