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28 Mar 2012, 4:03 am by David J. DePaolo
But at the same time, this case sends an important message: don't gamble on insurance applications by falsifying or understating facts necessary for underwriting. [read post]
26 Mar 2012, 7:37 pm by Sanjana
Can HGP’s commendably openness be applied to the domains of socio-political analytics, crisis information management, Big Data around pandemics, the prevention of famine, conflict early warning, complex political emergencies and the support of peace processes? [read post]
26 Mar 2012, 1:38 pm by William McGrath
" The Supreme Court concluded: "Having determined that §16(b)'s limitations period is not tolled until the filing of a §16(a) statement, we remand for the lower courts to consider how the usual rules of equitable tolling apply to the facts of this case. [read post]
26 Mar 2012, 9:32 am by N. Peter Rasmussen
The court remanded the case for consideration of how the usual rules of equitable tolling apply to the facts of this case. [read post]
25 Mar 2012, 4:30 am by Sean Shaw
First, these bills required insurance companies to disclose to their insureds several items, including benefits, time limits and other provisions of a policy that the company may apply to that particular claim. [read post]
22 Mar 2012, 2:49 pm by Patti Spencer
There is an underwriting process that considers your age and medical condition. [read post]
21 Mar 2012, 9:14 am
“In our view, the level of rigor and independent-mindedness applied by boards, auditors and underwriters in doing their important jobs — management oversight, audit, due diligence on offerings — should have been more thorough,” the report reads. [read post]
21 Mar 2012, 6:00 am by Wystan M. Ackerman
  (A plaintiff cannot seek such a ruling before class certification because of the one-way intervention rule that applies in class actions.) [read post]
20 Mar 2012, 8:25 am by Wystan M. Ackerman
  In an underwriting case, once the named plaintiffs are aware of the allegedly improper practice, when their policies are renewed in the future it seems hard for them to contend that they can be “victimized” again. [read post]
15 Mar 2012, 2:58 pm by James Hamilton
Also, for the first time, the legislation would allow research reports in connection with an IPO by an emerging growth company to be published before, during and after the IPO by the underwriter without any such reports being subject to the protections or accountability that currently apply to offering prospectuses. [read post]
8 Mar 2012, 4:25 pm
The fact that defective work is alleged, does not mean that the work/product exclusion applies. [read post]
8 Mar 2012, 10:20 am by James Hamilton
Existing SEC rules prohibit investment banks that underwrite a company’s IPO from publishing research on companies that would be classified as emerging growth companies under the legislation. [read post]
7 Mar 2012, 5:08 pm by James Hamilton
Jackson-Lee that would have deleted language allowing an emerging growth company or its underwriter to communicate with institutions that are accredited investors. [read post]
7 Mar 2012, 8:40 am by N. Peter Rasmussen
” According to the industry group, the proposed definition was not required by statute and could have the unintended impact of applying the Volcker Rule’s private fund prohibitions to virtually every affiliate in a banking group. [read post]
6 Mar 2012, 7:26 am by Stephen D. Rosenberg
What do ERISA liability insurance underwriters want clients to demonstrate in terms of best practices? [read post]
2 Mar 2012, 10:52 am by Kevin O'Keefe
Professional customers value the extensive post-search filters that professional research services apply to human editorially reviewed content. [read post]
2 Mar 2012, 12:44 am by Kevin LaCroix
More importantly, costs incurred before a formal “Claim” has occurred under the policy do not apply toward a company’s self-insured retention, nor do they get retroactively picked up later by the policy. [read post]
27 Feb 2012, 8:35 am by Stikeman Elliott LLP
Amendments are proposed to NI 44-101 to allow for additional underwriters to join the bought deal syndicate if the addition of a particular underwriter was not the culmination of a formal or informal plan to add that underwriter devised before the execution of the original agreement. [read post]