Search for: "DIVISION OF RISK MANAGEMENT"
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8 Mar 2012, 12:11 pm
Finally, Chairman Schapiro summarized the planned positions which the Commission sought to add: • 191 positions in the enforcement program; • 222 positions in the SEC's examinations program; • 110 staff in the Divisions of Trading and Markets, Investment Management, and Risk, Strategy, and Financial Innovation; • 46 positions in the Division of Corporation Finance; • 20 additional experienced business analysts and certified project… [read post]
18 Mar 2010, 8:08 am
Jon Hyman at Ohio Employer's Law Blog has a great post on a recent survey conducted for Microsoft on how employers world wide are using internet research in making hiring decisions, 70% of hiring managers report rejecting candidates following internet searches.A detailed powerpoint has the January 2010 report prepared by Cross-Tab Marketing Services for a Microsoft division. [read post]
3 Aug 2014, 8:55 pm
He reported to David Higgs, a Managing Director, who in turn reported to Kareem Serageldin, the Global Head of the Structured Credit Group in the Securities Department of Siddiqui’s Investment Banking Division. [read post]
29 Jun 2020, 4:36 am
Hire a pain management specialty pharmacist to counsel at-risk patients and their doctors to reduce the risks of those patients’ treatment plans.Undertake additional due diligence before dispensing certain initial high-risk prescriptions. [read post]
9 Feb 2021, 2:31 pm
The legislation would establish a new, independent FTC division to conduct market studies and merger retrospectives. 5. [read post]
23 Jul 2013, 1:00 am
” John Coleman of AON Risk Services, Global Broking Division, in London sent in this picture taken (with the mug, of course) at the Southern 100 International Road Race. [read post]
21 Oct 2022, 2:52 am
Here’s an excerpt: Despite management’s commitment to cross-functional collaboration and communication, personnel we met with (including those from the Division of Economic and Risk Analysis, the Division of Enforcement, and the Office of the General Counsel, among others) identified coordination and communication as a persistent challenge in the rulemaking process, particularly given potential overlaps in jurisdiction and differences in opinion. [read post]
6 Aug 2008, 6:01 am
According to the SEC, before making those sales, Pai -- who previously headed an Enron division called Enron Energy Services ("EES") -- learned from the successor EES management team that it had identified substantial contract-related losses in the division. [read post]
24 Jun 2010, 5:55 am
Baker's study was commissioned by the Florida Division of Emergency Management. [read post]
19 Oct 2018, 10:00 pm
Driving requires focus, good judgment, risk-management capacity, and muscle memory. [read post]
14 Aug 2020, 9:08 pm
Initial remote assessment will be used to target areas to focus on during the subsequent onsite visit to manage resources and minimize time onsite. [read post]
17 Apr 2008, 3:00 am
In contrast, an individual whose risk is assessed to have substantially reduced may be released from the order. [read post]
1 Mar 2014, 8:31 am
(RNWF, Investment Management). [read post]
28 Jan 2022, 7:21 am
This philosophy animates all of the Enforcement Division’s work, he said.Accounting enforcement. [read post]
15 Mar 2010, 4:42 am
The Rehabilitation Programs Division and the Parole Division are responsible for monitoring the quality of the substance abuse treatment programs. [read post]
28 Sep 2009, 5:41 pm
Divisions of Partnership Units. [read post]
29 Sep 2020, 3:00 am
The actions are the first arising from investigations generated by the Division of Enforcement’s EPS Initiative, which utilizes risk-based data analytics to uncover potential accounting and disclosure violations caused by, among other things, earnings management practices. [read post]
11 Oct 2019, 11:59 am
These cases are handled in the family division of the civil court. [read post]
8 Nov 2011, 4:39 pm
WorkCover NSW’s Acting General Manager of Work Health and Safety Division Peter Dunphy said the risks to the employee’s safety were entirely foreseeable and the incident should never have happened. [read post]
9 Dec 2022, 3:45 am
The sample comments focus on a company’s business description, MD&A and risk factors and address a number of topics, including: – The exposure companies have to crypto markets; – The impact of recent bankruptcies in the crypto space; – The steps companies have taken to safeguard crypto assets; – The use of crypto assets as collateral; – Recent experience with redemptions and withdrawals; and – Material risks, including risks… [read post]
