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Editor's Note: Carol Bowie is Head of Americas Research at Institutional Shareholder Services Inc. [read post]
30 Jan 2015, 5:22 am by Adam Weinstein
From 1994 to December 2012, he was registered with the following FINRA firms: (1) Capital Analysts, Inc. until to December 2007; (2) Cambridge Investment Research, Inc. from January 2008 to May 2012; and (3) Comprehensive Asset Management and Servicing, Inc. [read post]
23 Jan 2015, 5:30 am by Andrew Delaney
Woodstock Community Trust, Inc., 2013 VT 100ABy Nicole Killoran Neighbors. [read post]
19 Jan 2015, 3:29 am by Peter Mahler
For many in the service of their country, terrible sacrifices have been exacted in Iraq and Afghanistan. [read post]
14 Jan 2015, 9:01 am by Allison Tussey
As alleged in the indictment, co-defendant Keith Kosco, owned and operated a number of entities involved in travel, tourism and timeshare businesses including Resort Realty, Inc., Resort Solutions, Inc., and Exotic Equity Transfers, LLC (“EET”). [read post]
13 Jan 2015, 12:09 pm by Yukiko Kojima
The three shortlisted teams and their equity members are (in alphabetical order): E3 2020:  Balfour Beatty Investments, Inc. [read post]
3 Jan 2015, 7:44 pm by Francis Pileggi
  The court quoted the Supreme Court opinion in C&J Energy Services, Inc. v. [read post]
24 Dec 2014, 10:54 pm by Arina Shulga
  It operated an online equity crowdfunding platform connecting foreign issuers with investors. [read post]
19 Dec 2014, 2:44 pm by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) filed a complaint against brokerage firm SWS Financial Services, Inc. [read post]
19 Dec 2014, 3:30 am by Broc Romanek
White told House Financial Services Committee Chairman Jeb Hensarling (R., Texas) in a December 11 letter released Wednesday morning. [read post]
12 Dec 2014, 1:08 pm by Edmund Caplicki
  WMB Heartland Justice Partners is comprised of equity members Walsh Investors, LLC, Meridiam Infrastructure Indy Justice, LLC, and Balfour Beatty Investments, Inc. [read post]
5 Dec 2014, 4:57 am
But Bandepalya agreed that he knew that the information on the `Admin’ folder was not to be shared with people outside the company. . . .While working at Goken, Bandepalya supervised ongoing projects with a valuable client, Honda R & D Americas, Inc. [read post]