Search for: "Hedge Fund Attorney"
Results 1381 - 1400
of 1,709
Sorted by Relevance
|
Sort by Date
28 Oct 2014, 7:00 am
Pursuant to its statutory authority, it conducts periodic examinations of industry participants, such as investment banks, asset managers, hedge funds, and mutual funds. [read post]
14 Apr 2020, 1:11 pm
SEC Regulatory Relief for Funds and Investment Advisers Affected by COVID-19. [read post]
15 Dec 2022, 8:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
15 Dec 2022, 4:00 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
26 Oct 2010, 7:32 pm
A former hedge fund manager told me that he was so exasperated with the constant "come-back" requests for more and more documentation and verifications that he finally told the lender (who had the existing loan that he'd applied to refinance) that he'd just "pay the damn existing loan off" (since he had the liquid assets to do so many times over and was borrowing for tax reasons). [read post]
27 May 2010, 2:15 pm
The SEC complaint against Goldman Sachs accuses the firm of deliberately packaging high-mortgages into structured finance products just so that Goldman Sachs and certain hedge fund clients could profit from what they predicted would be a steep decline in the housing market. [read post]
15 Mar 2011, 1:30 pm
She calls American Express and they explain that high roller Zach's hedge fund went kaput and he is unable to pay over $250,000 in AmEx charges. [read post]
3 Apr 2011, 10:00 pm
The suit also alleged that New York hedge fund Accretive LLC owned stakes in such collection law firms and the NAF, sending arbitration business between the two. [read post]
4 Oct 2011, 8:35 am
As manufacturing left the city, the economy came to rely more on the provision of services—whether they are restaurant (wait staff, chefs, sommeliers), entertainment (actors, dancers, singers), or professional advice (lawyers, accountants, hedge fund managers). [read post]
24 Apr 2018, 12:44 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
13 Jun 2023, 7:41 am
Ponzi schemes, pyramid schemes, and hedge-fund fraud are among the most common forms of fraudulent offerings. [read post]
17 Nov 2011, 7:47 am
He got $4.6 million cash, and was also cashed out of 114,426 restricted shares — and Knight Capital promised to invest up to $12.5 million in a hedge-fund created by Katcher within two years. [read post]
25 Mar 2022, 5:00 am
Cohen, the hedge fund manager and Mets owner who last year gave $1.5 million to a super PAC supporting Mr. [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost Momentum in… [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms Sustainability in the Spotlight: Has ESG Lost Momentum in… [read post]
11 May 2011, 11:42 am
Dealbook: Raj Rajaratnam, the billionaire investor who once ran one of the world’s largest hedge funds, was found guilty on Wednesday of fraud and conspiracy by a federal jury in Manhattan. [read post]
7 Jan 2009, 2:25 pm
"Madoff's $10 million bail was secured by properties owned by him and his wife, including the apartment in which he's spending his 24-hour house arrest, and a Palm Beach estate.Madoff's alleged $50 billion investment scam sent shock waves through an already-fragile financial system, stretching from hedge funds and well-heeled investors on Wall Street, to Florida and Europe. [read post]
18 Sep 2008, 11:00 am
Securities lawsuits against subprime mortgage lenders, issuers, underwriters, rating agencies, hedge funds, bond insurers and even accounting and law firms. [read post]
27 Sep 2011, 4:03 pm
A day later, on March 25, 2010, Kaja Whitehouse from the New York Post reported: After preparing for his turn as a hedge-fund trader by visiting trading floors of small brokerage houses, LaBeouf in the April issue of GQ talked up the stock of an oil and natural gas exploration company that has yet to produce any of either. [read post]
30 Sep 2022, 2:26 pm
They’re used by startups and companies who need to raise cash but aren’t interested in the structure of an initial public offering, or IPO, utilizing hedge funds. [read post]
