Search for: "Hedge Fund Lawyer" Results 1381 - 1400 of 1,831
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
30 Apr 2007, 7:52 am
Cox has made SEC enforcement the agency's priority, and he has brought cases against stock options backdating, hedge fund insider trading, fraud against senior investors, online securities scams, and municipal securities fraud. [read post]
26 Sep 2008, 2:19 pm
Read what I wrote at The Parental is Political more than a year ago: …large investment firms such as Goldman Sachs and UBS purchased bundles of these loans as investment securities, primarily in hedge funds. [read post]
26 Feb 2009, 9:03 am
The Wall Street Journal reported on Wednesday about a hedge fund manager named James Simons (who, I believe, was the hedge fund guy who made a cool 1.7 billion dollars a few years ago, in 2005 or 2006, I think). [read post]
27 Jun 2014, 3:38 pm by David Oxenford
  In addition, many shares are now held through various kinds of investment vehicles – hedge funds, private equity companies, investment funds and other entities – who hold shares in a myriad of companies and have numerous equitable owners who invest in the investment vehicles with no expectation that their identities will be released to anyone. [read post]
4 Jan 2012, 7:43 am by Kosmas Papadopoulos
Without denying the political aspects of engagement by labor funds, Rees suggested that shareholder activism should not be limited to activist hedge funds, whose interests may not always be aligned with the interests of other minority shareholders. [read post]
13 Aug 2007, 9:59 am
Now in the 1990's and 2000's we have the collapse of the sub prime mortgage business and impending waves of defaults on the loans that make up the CMO's that are bought, sold and traded by hedge funds, pension funds, mortgage companies, etc. [read post]
2 Dec 2009, 9:00 pm by Anthony Lake
Levin, a wealthy Fort Lauderdale resident and hedge fund manager, gave $656 million to Rothstein to invest in settlements purportedly worth $1.1 billion. [read post]
17 Nov 2023, 11:41 am by Kevin LaCroix
Stefan Kirsten, a German lawyer specialising in dispute resolution and risk management has set the following insightful example of how JPI works in his article “Dispute Hedging: Dealing with the Risk of Losing” published by the Voldgiftsinstituttet – The Danish Institute of Arbitration, 8/2023. [read post]
7 Oct 2008, 7:40 pm
Buy-sell agreements are so useful that a lawyer's failure to advise a minority investor in a closely held company of her ability to negotiate to obtain such protection prior to investing probably constitutes professional negligence. [read post]
17 Mar 2010, 1:34 am
., was appointed receiver in 2009 to try to recover funds from indicted Sarasota hedge fund manager Arthur Nadel. [read post]
31 Jul 2020, 3:00 am by Jim Sedor
Powerful lobbying firms, hedge funds, and real estate companies received aid while tens of thousands of small businesses closed for good. [read post]
3 Apr 2015, 8:45 am by Daniel M. Bauer
’ If the issuer makes that statement without having consulted a lawyer, it could be misleadingly incomplete. [read post]
20 Oct 2009, 12:41 pm
There is a very serious risk that this case could chill aggressive but legitimate research by hedge funds and other professional investors. [read post]
3 Nov 2010, 7:25 pm by Kevin Funnell
Certainly, hedge fund "guru" William Ackman got a mouthful of a Beal Meal he's not likely to swallow anytime soon. [read post]
28 Apr 2011, 4:58 pm by Paul Karlsgodt
Recently, Adam was named one of the 100 Lawyers You Need to Know in Securities Litigation by Lawdragon Magazine. [read post]
9 Dec 2008, 8:04 am
TODAY'S STORIES - Tuesday, December 9, 2008 Dreier Arraigned on Two Charges; Receiver Named to Guard Firm Assets New York Law Journal Marc Dreier, the founder of Dreier LLP, was arraigned Monday on federal charges of pawning off $113 million in bogus securities to two hedge funds. [read post]
28 Aug 2007, 1:05 am
Cleary Sanctioned for Trying to Interfere With Testimony New York Law Journal A federal judge has sanctioned Cleary Gottlieb for trying to dissuade a witness from testifying about his dealings with the Republic of Congo, which the firm is representing in a dispute with a hedge fund. [read post]
5 Oct 2010, 6:01 am by David G. Badertscher
Defense in Insider Trading Case Challenges Wiretap ApplicationNew York Law JournalDefense lawyers for a hedge fund billionaire charged with insider trading accused the government Monday of "gaming the system" by failing to advise the judge who approved the wiretaps that much of the evidence had been gathered in ways that made the electronic surveillance unnecessary. [read post]