Search for: "In Re Securities and Exchange Commission"
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18 Dec 2014, 8:32 am
However, in January, 2013, the compounding pharmacy filed a letter with the Securities and Exchange Commission claiming its cleaning company should share responsibility for the outbreak. [read post]
21 Mar 2024, 5:29 am
Following a ten-day race to court, nine petitions for review have been filed, although four of them were filed in the Fifth Circuit, where two of the petitioners had already sought to join the petition filed by Liberty Energy Inc. that resulted in the Fifth Circuit issuing a stay of the SEC’s regulation (IN RE: Securities and Exchange Commission, MCP No. ___ The Enhancement and Standardization of Climate-Related Disclosures for Investors, Release Nos.… [read post]
21 Jan 2020, 7:07 am
Section 314(b) is a safe-harbor program for financial institutions to exchange information about customers’ accounts in the interest of discovering fraud or other crimes. [read post]
5 Aug 2013, 1:55 pm
Peter Provonost of Johns Hopkins supports requiring hospitals to report patient outcomes just as the Securities and Exchange Commission requires public companies to report financial data. [read post]
15 Nov 2012, 12:12 pm
” Be suspicious of offers of free medical services in exchange for supplying your insurance ID. [read post]
11 May 2022, 7:19 am
(relisted after the April 29 conference) Securities and Exchange Commission v. [read post]
14 Jun 2012, 4:04 pm
While it is noteworthy that the DCF has cautioned that the Disclosure Guidance only represents its own views and “is not a rule, regulation, or statement of the Securities and Exchange Commission and that “the Commission has neither approved nor disapproved its content,” such cautionary comments should be taken with a grain of salt, in my view. [read post]
1 May 2015, 5:55 am
Securities and Exchange Commission (SEC) (though there are reporting and other requirements). [read post]
24 Aug 2017, 9:30 pm
Securities and Exchange Commission to discuss Spotify’s proposal to forego an initial public offering (IPO) and instead “list directly on the New York Stock Exchange,” which would be the first time a company has done so on the New York Stock Exchange. [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
1 Aug 2011, 10:01 pm
They were right - the four Gen Re executives and the AIG executive were all convicted of conspiracy, mail fraud, securities fraud, and making false statements to the Securities and Exchange Commission Thankfully, some appellate court panels (unlike some others) are still willing to correct such injustices. [read post]
4 May 2014, 7:31 pm
The Securities and Exchange Commission, the civil agency in charge of protecting investors and ensuring orderly markets, has been advocating for a special exception to the warrant requirement. [read post]
5 Dec 2022, 6:12 am
This was driven by their fear of the precedent a vote could create regarding other draft treaties emerging from the International Law Commission (ILC). [read post]
13 May 2021, 3:03 am
The ETF and Bitcoin trends got a little closer to converging earlier this week, when Cboe filed an application with the SEC to serve as an exchange for a Bitcoin ETF that Fidelity wants to launch. [read post]
10 Oct 2019, 12:42 pm
If you’re one of the many lawyers who don’t know where to begin their cybersecurity efforts — start here. [read post]
19 Oct 2022, 4:22 am
Security Council meeting today, according to a U.S. official. [read post]
26 May 2022, 9:03 pm
Securities and Exchange Commission. [read post]
13 Nov 2009, 6:28 pm
The Securities and Exchange Commission, for example, is moving ahead with a regulatory proposal designed to empower shareholders to nominate directors.The so-called “Shareholder Bill of Rights” proposed by Senator Charles Schumer contains many provisions that would federalize core corporate governance issues. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
