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1 Dec 2015, 2:01 pm
In Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
1 Dec 2015, 1:30 pm
Yesterday, Nicholas Merrill released a national security letter that he received in 2004 as part of an FBI request for information on a customer. [read post]
1 Dec 2015, 11:10 am
The transcript in Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
1 Dec 2015, 2:48 am
In Merrill Lynch, Pierce, Fenner, & Smith v. [read post]
30 Nov 2015, 5:42 pm
" Previously, Yale Law School issued a news release titled "Gag Order Lifted on Nicholas Merrill Through MFIA Clinic Case Win. [read post]
30 Nov 2015, 11:25 am
Nicholas Merrill (credit: Wikipedia) For the first time, as part of a First Amendment lawsuit, a federal judge ordered the release of what the FBI was seeking from a small ISP as part of an NSL. [read post]
30 Nov 2015, 7:45 am
Today, more than 11 years after the FBI imposed a gag order on NSL recipient Nick Merrill, he can finally talk freely. [read post]
25 Nov 2015, 2:04 pm
In an unusual twist, though, Merrill Lynch, Pierce, Fenner, & Smith, Inc. v. [read post]
25 Nov 2015, 8:19 am
The White Law Group is specifically looking at the following BANK OF AMERICA MERRILL LYNCH structured notes: BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Crude Oil BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Steel BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Copper BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Nickel BANK OF AMERICA MERRILL LYNCH Structured Notes tied to Natural Gas BANK OF AMERICA… [read post]
23 Nov 2015, 11:40 am
The White Law Group is investigating the liability that brokerage firms may have for recommending certain structured notes tied to oil, including structured notes tied to oil offered by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:BNP PARIBAS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase(NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas. [read post]
23 Nov 2015, 11:15 am
Have you suffered losses investing in BANK OF AMERICA MERRILL LYNCH structured notes tied to oil? [read post]
23 Nov 2015, 3:30 am
The appropriateness and power of law and economics approaches to property, especially the information-cost theories championed by Henry Smith and Thomas Merrill, have taken center stage in debates between progressive and conservative property scholars. [read post]
21 Nov 2015, 4:08 am
A former Merrill Lynch team with $500 million in client assets has launched an independent practice with Focus Financial Partners, the firm said.Advisors Paul Squarcia and Erik Wallin have opened a new RIA, One Charles Private Wealth, in Hingham, Mass., according to Focus Financial.The firm was launched through Focus Independence, a program designed to help wirehouse advisors open independent wealth management practices, the firm says.Merrill Advisors With $500M Go Indy | IAG Breaking News: [read post]
19 Nov 2015, 5:00 am
Merrill Lynch lost a team managing more than $2.9 billion to Raymond James & Associates,According to press reports, the move set a new recruiting record for Raymond James, surpassing a $2.4 billion team that left Morgan Stanley to join Raymond James in Florida.Advisors Chris Mahoney, his brother Kevin Mahoney, Mark C. [read post]
18 Nov 2015, 5:55 am
These structured products are issued by Barclays (NYSE:BCS), Morgan Stanley (NYSE:MS), Deutsche Bank (NYSE:DB), UBS (NYSE:UBS), Citigroup (NYSE:C), Bank of America Merrill Lynch (NYSE:BAC), JPMorgan Chase (NYSE:JPM), Credit Suisse (NYSE:CS), and BNP Paribas among others firms. [read post]
18 Nov 2015, 5:53 am
From May 2005, until March 2013, Giannone was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
12 Nov 2015, 6:36 am
We can debate the point endlessly: Whether customer information is or should be the property of the servicing stockbroker or of the brokerage firm -- and someone, perhaps a dim voice in the background, might even argue that the information is the customer's. [read post]
11 Nov 2015, 10:18 am
Brokers complained, and since firms like Merrill Lynch, Morgan Stanley and UBS do not impose such caps. [read post]
11 Nov 2015, 9:22 am
Continuing the push to avoid paying brokers, Bank of America's thundering herd of Merrill Lynch financial advisers is about to be joined by a robot who doesn't get paid at all.Merrill has tried to avoid paying its brokers commissions on "small" accounts for years, using tactics such as siimply refusing to pay brokers for such accounts, and taking the accounts away from the broker and sending the accounts to a call center.There are now reports that the firm has put dozens… [read post]
10 Nov 2015, 2:18 pm
In the brokerage firm context, the ones that are regulated by FINRA, again, your Morgan Stanley, your Merrill Lynch, your Smith Barney, etc., in that context, there are two models. [read post]
