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23 Jul 2010, 11:25 am
Sanction Includes $540,000 to Defrauded Customers; Broker David Bredenburg Barred Donald Mattran , Former Branch Manager Suspended The Financial Industry Regulatory Authority (FINRA) announced today thatSunTrust Investment Services, Inc. has agreed to pay$1.44 million to settle regulatory charges that it sold unsuitable unit investment trusts (UIT), closed-end fund (CEF) and mutual fund transactions to 17 customers who incurred losses. [read post]
20 Jul 2010, 10:32 am
From 1986-1991, Lowenstein was a Principal in National Strategies, Inc., a Washington public policy consulting firm. [read post]
17 Jul 2010, 8:30 am
Soho Properties, in turn, is controlled by a man named Sharif El-Gamal, one of its principal owners and its CEO. [read post]
15 Jul 2010, 7:04 am
The indictment alleges that Capitol had no active wholesale grocery business during the relevant time period, and that Shapiro used new investor funds to make principal and interest payments to existing investors, as well as to fund his own lavish lifestyle. [read post]
15 Jul 2010, 7:04 am
The indictment alleges that Capitol had no active wholesale grocery business during the relevant time period, and that Shapiro used new investor funds to make principal and interest payments to existing investors, as well as to fund his own lavish lifestyle. [read post]
14 Jul 2010, 8:37 am
“CIT had a limited funding channel in the sophisticated wholesale market. [read post]
13 Jul 2010, 1:08 pm
(c) Legal Expert Connections, Inc., 866-417-7025 www.legalexpertconnections.com [read post]
12 Jul 2010, 9:44 pm
., Inc.. [read post]
11 Jul 2010, 5:24 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
9 Jul 2010, 3:38 pm
He claimed that as Forrest’s principals, Associated Securities Corp., Associated Financial Group Inc., and Associated Planners Investment Advisory Inc. should be held liable. [read post]
7 Jul 2010, 9:22 am
The court noted the prior case of Murray’s Iron Works, Inc. v. [read post]
4 Jul 2010, 6:25 pm
Two years later, the debtor became a co-owner with his brother of a business, Autosource, Inc. [read post]
4 Jul 2010, 6:25 pm
Two years later, the debtor became a co-owner with his brother of a business, Autosource, Inc. [read post]
30 Jun 2010, 7:14 pm
About Cambria Investment Management, Inc. [read post]
30 Jun 2010, 10:37 am
Judge Harold Baer in Gucci America, Inc. v. [read post]
30 Jun 2010, 9:35 am
Judge Harold Baer in Gucci America, Inc. v. [read post]
29 Jun 2010, 1:34 am
SOMA ENVIRONMENTAL ENGINEERING, INC. [read post]
18 Jun 2010, 3:58 am
Mary Jane Saunders, former General Counsel, Subway Franchisee Advertising Fund Trust Ask what you’ll need to do to educate the networks to see the problems with an ad. [read post]
17 Jun 2010, 7:36 am
"Some Wendy's franchisees said Tuesday they were unprepared for chairman Nelson Peltz's possible plans to sell Wendy's/Arby's Group Inc., and fear it may become another distraction for the struggling chain.Peltz, who leads Trian Management, a fund that holds a 23.5-percent stake in Atlanta-based Wendy's/Arby's, disclosed last week that he had received an expression of interest surrounding an acquisition of the parent restaurant company. [read post]
16 Jun 2010, 5:56 pm
Flying J Inc. [read post]
