Search for: "Securities Investor Protection Corporation"
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21 Aug 2013, 7:43 am
By contrast, the U.S. does not currently have the extensive statutory and regulatory regime designed to protect the interests of covered bond investors that exists in European countries. [read post]
24 Jun 2021, 6:57 am
Gensler mentioned that the SEC has, remarkably, stood the test of time from its inception in the 1930s but that evolving technological advances have mandated the Commission to step up its efforts to ensure investor protection, capital raising, and efficiently run markets. [read post]
27 Apr 2016, 9:03 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
13 Sep 2021, 8:45 am
“Our move to AWS GovCloud (US) allows our federal clients to confidently use our solution, knowing that their information is protected by the highest cloud security standards. [read post]
8 Mar 2019, 5:52 am
Berger, Wilson Sonsini Goodrich & Rosati, on Monday, March 4, 2019 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Shareholder primacy, Shareholder rights, Shareholder value, Stakeholders Change the Conversation—Redefining How Companies Engage Investors on Sustainability Posted by Kristen Lang, Ceres, on Monday, March 4, 2019 Tags: Accountability, Asset… [read post]
28 Sep 2020, 3:26 pm
As noted in a June 9, 2020 Harvard Law School Forum on Corporate Governance article about the SEC’s prior COVID-19 enforcement actions (here), “since the onset of the COVID-19 pandemic, the SEC has aggressively messaged its intent to remain vigilant and protect investors from fraud in the current environment. [read post]
5 May 2010, 5:00 am
There can be little doubt that in the securities or derivative suit area counsel for shareholders/investors can have an incentive to settle early and pocket fees (we offer no view on whether that was something that occurred here). [read post]
23 May 2018, 7:29 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Feb 2011, 5:00 am
Congress was concerned not about protecting foreign exchanges but about protecting US investors. [read post]
1 Aug 2019, 6:39 am
Premium and coverage adjustments by insurers, due diligence processes of investors of all types and vendor-selection decisions of corporations should all reflect cyber risk considerations. [read post]
15 Mar 2010, 2:32 pm
“The disclosure requirements of Rule 2019 has a lengthy history in corporate reorganization cases. [read post]
14 Jun 2019, 6:18 am
Posted by Cydney Posner, Cooley LLP, on Wednesday, June 12, 2019 Tags: Accredited investors, Board composition, CHOICE Act, Conflict minerals, Disclosure, Diversity, Executive Compensation, Investor protection, Mergers & acquisitions, Pay for performance, Proxy voting, Registration exemptions, Regulation S-K, Rule 14a-8, SEC, Securities regulation, Small… [read post]
28 Jul 2022, 12:15 am
The four requirements are: sales of securities are limited to no more than 35 unaccredited investors, including those located outside California, each investor is required to have a pre-existing business or personal relationship with the issuer of the securities, or, in the alternative, can be demonstrated to be a sophisticated investor, advertising of the securities is prohibited, and at the time of purchase, the… [read post]
5 May 2024, 7:11 pm
At one extreme, in the case of a freeze-out merger–where the corporate machinery is allegedly used to deprive investors of their shares and/or voting rights–all deal negotiators must be completely independent and disinterested. [read post]
3 Mar 2020, 3:03 am
Specifically, the proposed amendments would simplify, harmonize, and improve certain aspects of the framework for exemptions from registration under the Securities Act of 1933 to promote capital formation while preserving or enhancing important investor protections. [read post]
14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
21 Aug 2013, 8:12 am
Has the company sufficiently disclosed to investors the risks of a data breach? [read post]
25 Sep 2013, 7:53 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
10 Jul 2019, 4:25 pm
The ICO says the incident was the result of “poor security arrangements at the company. [read post]
15 Oct 2012, 6:09 am
That exemption was available for funds that were limited to investors that were accredited investors and qualified eligible persons. [read post]
