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8 Dec 2016, 9:37 am
Quietly, the Federal Trade Commission staff published a summary of the workshop it convened on September 15, 2016 (“Putting Disclosures to the Test”). [read post]
24 Sep 2015, 5:59 am
By John Filar AtwoodThe staff has agreed with the law firm Willkie Farr & Gallagher that in certain situations the application of the literal wording of Investment Advisers Act Rule 203(l)-1 may have unintended consequences. [read post]
26 Aug 2011, 10:23 am
For more information, see OSC Staff Notice 81-715. [read post]
21 Oct 2008, 3:02 pm
([www.sec.gov]) In September 2008, the economic research staff at the Federal Reserve Board published International Discussion Paper Number 945, in which the staff provided a tentative review of the economic impact of Rule 12h-6. [read post]
29 Sep 2011, 10:12 pm
The staff of the Division of Investment Management has given no-action assurances under the government plan recordkeeping rule, adopted in conjunction with the pay to play rule, to investment advisers to Covered Investment Pools who keep an alternative set of records that is in some ways a broader set of records than required by the government plan recordkeeping rule, and in other ways a more narrow set of records than those required under the rule. [read post]
7 Mar 2025, 6:59 am
On 7 March 2025, the European Central Bank (ECB) issued its staff response to the European Commission’s (Commission) call for evidence on a targeted amendment to the prudential treatment of securities financing transactions (SFTs) under the net stable funding ratio (NSFR). [read post]
7 Dec 2022, 3:15 am
Yesterday, the Staff published three new Proxy Rules and Schedule 14A Compliance and Disclosure Interpretations addressing the new universal proxy rules. [read post]
20 Mar 2019, 3:06 am
” That was John’s “Monty Python” reaction to this trio of guidance documents released on Monday by the PCAOB Staff: – CAM Basics – a high-level overview of the required “CAM language” that will be added to auditors’ reports, and the quality review & documentation requirements for CAMs – Determination of CAMs – FAQs on how to identify CAMs, e.g. how they differ from the company’s critical accounting estimates … [read post]
28 Aug 2012, 12:33 pm
And from the other side of the aisle, Delicia Reynolds Hand, the legislative director of the National Association of Consumer Advocates, has joined the Bureau as the staff director of the Consumer Advisory Board. [read post]
16 Nov 2015, 9:36 am
An ad hoc committee created in 2013 to review workplace climate for staff of color has recommended that U-M appoint an Ombuds for staff issues. [read post]
18 Jun 2010, 10:07 am
Beshear has directed that flags at all state office buildings be lowered to half-staff from sunrise to sunset that day. [read post]
18 May 2015, 3:00 am
Recently, the SEC’s Division of Enforcement Staff issued this 4-page guidance. [read post]
20 Apr 2020, 6:30 am
There would be pay cuts across the board, he told staff. [read post]
4 Jan 2023, 7:34 am
In honor of Read a New Book Month (December 2022), the Law Library collected recommendations from the GSU Law faculty and staff of books (and movies) to share on our blog. [read post]
19 Feb 2015, 2:00 am
EPO staff will march to the British consulate (on January 24 they went to the Danish consulate) and hope to meet the British Consul-General in Munich. [read post]
21 May 2023, 7:24 am
The post Australia corruption watchdog calls for audit of public sector staff following investigation appeared first on JURIST - News. [read post]
16 Dec 2019, 3:04 am
Last week, the PCAOB released this Staff report with observations about how the CAMs are looking so far. [read post]
30 Nov 2023, 1:24 pm
The one-sentence decision from a four-judge panel came two weeks after an individual appellate judge put the […] The post Appeals court reinstates gag order that barred Trump from maligning court staff appeared first on Maryland Daily Record. [read post]
11 Sep 2009, 1:30 pm
CSA staff notes that 38% of reporting issuers reviewed substantively complied with NI 52-109. [read post]
15 Sep 2024, 5:00 am
Share this ArticleThe post Rincker Law Staff Spotlight: Aundie Owens – Marketing, Growth, and Client Success Coordinator appeared first on Rincker Law. [read post]
