Search for: "Admin"
Results 1401 - 1420
of 5,817
Sorted by Relevance
|
Sort by Date
11 Sep 2018, 1:48 pm
On August 20, 2018, Merrill Lynch agreed to pay $8.9 million in disgorgement, interest and penalties to settle an SEC enforcement action. https://www.sec.gov/litigation/admin/2018/34-83886.pdf. [read post]
8 Dec 2010, 12:26 am
m 14, 2009 8:35 pm sevgili admin, çek yasas? [read post]
25 Jan 2017, 5:11 am
No. 71666; Admin. [read post]
12 Apr 2019, 5:19 am
No. 1373, Admin. [read post]
18 Nov 2017, 4:57 am
No. 1227; Admin. [read post]
28 Jun 2018, 5:32 am
No. 83555; Admin. [read post]
31 May 2016, 9:16 pm
" And Chris Geidner of BuzzFeed News reports that "Appeals Court Won't Reconsider Ruling In Favor Of Obama Admin's Policy On Trans Students; Gloucester County School Board's only move left is to ask the U.S. [read post]
13 Jan 2017, 2:51 am
No. 71666; Admin. [read post]
16 Nov 2011, 6:47 pm
Hace años atras quede con una deuda con Spira, porque me estaba haciendo cargos e intereses de p promociones entre ellos una revista que dicen que yo adminiti la cual hable con ellos para arreglar el asunto y nunca llegamos a un acuero pues te contestan varios empleados y todos son incapaces de resolver, para entonces yo solo les debia por compras entre 700 y 800 pesos, comenzaron a llamarme en horas de trabajo pero mi hijo menor de edad, recibi las ... [read post]
21 Dec 2012, 9:00 am
http://www.sec.gov/litigation/admin/2012/ia-3516.pdf. [read post]
5 Oct 2017, 5:44 am
Understanding FOIA DelayNat'l Archives & Records Admin. [read post]
14 Dec 2017, 2:55 pm
Enviro Group's FOIA Suit Wants Trump Admin's Monuments DocsBy Bryan Koenig, Law360, Dec. 14, 2017The Conservation Lands Foundation Inc. expanded the fight over President Donald Trump's decision to shrink national monuments in Utah with a Freedom of Information Act lawsuit in D.C. federal court Wednesday, seeking documents to shed light on the move beyond the “sweeping generalizations” already made.The nonprofit, already one of the legal challengers contesting… [read post]
22 Mar 2019, 6:09 am
Merrill Lynch to Pay Over $8 Million for Improper Handling of ADRs (SEC Release)https://www.sec.gov/news/press-release/2019-40Without admitting or denying the findings in an SEC Order Instituting Proceedings https://www.sec.gov/litigation/admin/2019/34-85395.pdf, Merrill Lynch, Pierce, Fenner & Smith Incorporated will agreed to pay more than $4.4 million in disgorgement of ill-gotten gains, over $724,000 in prejudgment interest, and a $2.89 million penalty arising from… [read post]
14 Mar 2021, 12:00 am
Law firms spend a considerable amount of resource completing admin tasks, which is where workflows can help to adopt a more streamlined process that boosts client […]Author informationWardBlawgLegal Blogger at WardBlawg+Gavin Ward is the founder of WardBlawg, Director of YouBlawg Limited and Operations Director at Moore Legal Technology Limited, specialising in helping law firms, lawyers and businesses grow their businesses online and aiming to help get great legal content published… [read post]
23 Aug 2019, 2:07 am
With Failing to Establish and Maintain Adequate Risk Management Policies / OCC to Pay Combined $20 Million Penalty (SEC Release)https://www.sec.gov/news/press-release/2019-171Without admitting or denying the SEC’s and CFTC’s findings, the Options Clearing Corporation ("OCC") agreed to pay $15 million under the SEC Order https://www.sec.gov/litigation/admin/2019/34-86871.pdf and $5 million under the CFTC’s Order; and hire an independent compliance auditor to… [read post]
7 Dec 2018, 5:24 am
No. 10582; Admin. [read post]
18 Jan 2018, 12:36 am
Advisory Committee Puts Forward Unanimous Recommendations to Improve FOIANat'l Archives & Records Admin. [read post]
21 Jun 2022, 4:24 am
122 Days And Counting For FINRA's Independent Review Of Its Arbitration Selection Process (BrokeAndBroker.com Blog)SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations (SEC Release)SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations (SEC Release)https://www.sec.gov/news/press-release/2022-111Without admitting or denying the findings in an SEC Complainthttps://www.sec.gov/litigation/admin/2022/34-95127.pdf, Egan-Jones Ratings… [read post]
1 Feb 2018, 1:17 am
OGIS Releases FOIA Compliance Self-Assessment Survey ResultsNat'l Archives & Records Admin., The FOIA Ombudsman, Jan. 31, 2018We are excited to announce the release of our analysis and observations of FOIA compliance issues based on the responses to FOIA questions included in the 2017 Records Management Self-Assessment (RMSA). [read post]
20 Dec 2017, 6:37 am
Mark Your Calendars for the January 16, 2018 FOIA Advisory Committee MeetingNat'l Archives & Records Admin. [read post]
