Search for: "Applied Underwriters" Results 1401 - 1420 of 2,252
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20 Oct 2015, 3:04 am by Broc Romanek
This is a good example of a company using Tier 2 where it is not sure it can get listed, although it is applying, and will be OTC if not. [read post]
1 Jul 2020, 5:59 am by Mark S. Humphreys
  The same reasoning applies to documents that he might have received that are not related to the claim file. [read post]
9 Aug 2010, 8:31 am by Amanda Lorenz
This revelation often occurs when the victim applies for his or her first job or financial aid before college. [read post]
9 Nov 2011, 8:02 am by Kara OBrien
She also noted that the usual shareholder proposal rules will apply to Rule 14a-8 proposals this year. [read post]
26 Jan 2015, 6:10 am by Vanessa Schoenthaler
Rule 905 only applies to equity securities that, at the time of issuance, were those of a domestic issuer. [read post]
6 Apr 2009, 11:24 am
Unless of course you applied for a mortgage in the last 10 years or so. [read post]
18 Jan 2008, 8:23 am
” Thus, the brief said, the asserted difference “makes this case an appropriate one to grant certiorari and clarify the scope” of the securities fraud law “where it matters most — in relationship to deliberately misleading conduct of investment bankers, underwriters and securities analysts who had a duty to speak truthfully. [read post]
14 Nov 2021, 3:37 pm by Stuart Kaplow
Already the U.S. banking industry is signaling its willingness to consider ESG when underwriting lending. [read post]
3 May 2012, 1:25 pm
  This is the kind of thing actuaries and underwriters do every day and twice before breakfast. [read post]
8 Jul 2014, 6:30 am by Sandra M. Varellas
An applicant’s prior history of loss is critical no matter what kind of liability coverage he or she is applying for. [read post]
2 Nov 2010, 11:55 am by John Phillips
According to the legislation, these requirements apply to the following service providers: • financial institutions; • investment banking firms; • mortgage banking firms; • asset management firms; • brokers; • dealers; • financial services entities; • underwriters; • accountants; • investment consultants; and • providers of legal services. [read post]
22 Aug 2012, 4:44 am by Jodi Frankel
 Accordingly, the limitations on medical examinations and inquiries did not apply to the wellness program. [read post]
25 May 2022, 2:17 pm by Michael Gordon and John L. Culhane, Jr.
”  According to the CFPB, this approach “will help level the playing field and foster competition by ensuring any actions the CFPB takes will apply to all companies in the market. [read post]
25 Apr 2007, 10:57 pm
  [5]    The LSE is already a very powerful competitor to NYSE for the dominant position of the global stock market. [6]  Exploiting the dissatisfaction of foreign companies, the LSE has been marketing itself to foreign corporations as a "more accommodating venue" than U.S. stock exchanges. [7] London has been able to pick up the best aspects of US practice and discard others. [8]  For example, underwriting fees for international IPOs… [read post]
12 Jan 2009, 3:23 am
Tyack also noted that “the state of Ohio indicated that it likes to have these fines collected because the money goes directly to underwrite the costs of law enforcement. [read post]
19 Feb 2007, 8:51 pm
Lending money to people whose income indicates that they cannot pay it back, and lending more than the market value of the collateral for the loan, used to be called "unsafe and unsound underwriting. [read post]
3 Jan 2012, 11:03 am by Ken Kersch
Once the EU unites (if the fantastical economic utopianism underwriting the monetary union doesn’t destroy it first….), will the seat of the Ottoman Empire and Paris join in a shared historical memory in all areas where it matters? [read post]