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16 Oct 2009, 5:24 pm
Others charged criminally in the case include Rajiv Goel, an Intel Corp. employee involved in Intel’s investments; Anil Kumar, a director at global management-consulting firm McKinsey & Co.; Danielle Chiesi and Mark Kurland of New Castle Partners LLC, the one-time equity hedge-fund group at Bear Stearns Asset Management Inc.; and Robert Moffat, a senior vice president at International Business Machines Corp. [read post]
1 Feb 2009, 7:03 am
Ask TM Entertainment & Media, Inc. [read post]
25 May 2010, 8:47 am
In the post-Madoff era, wealthy clients demand safety and need a lot of convincing to move accounts from white-shoe private banks such as The Goldman Sachs Group Inc. or JPMorgan Chase & Co., Rick Peterson, a recruiter, said. [read post]
19 Jul 2017, 7:57 am
In October, the board of ARC New York City REIT approved its first estimated net asset value of $21.25 per share. [read post]
30 Nov 2023, 2:02 pm
FINRA BrokerCheck Report – Edward Mercer According to this FINRA BrokerCheck report, Edward Mercer was affiliated with the following firms during his career, among others:09/01/2022 – 11/08/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
18 Feb 2010, 12:30 am
"There are three owners of 10% or more of a class of the company's equity securities (from the Rule 7007.1 Corporate Ownership Statement): Convexa Capital VI A (11.57% of common stock); Goldman Sachs Int. - Equity (15.88% of common stock); and JCE Group AB (28.69% of common stock).The three largest unsecured creditors listed are: Swedbank AB ($7.16 million due on an interest rate swap); SEB Enskilda ($2.6 million contingent, disputed trade claim); and Siemens Energy, Inc.… [read post]
27 Jun 2011, 1:16 pm
Creditors, needless to say, are looking for much more than the $900 million opening offer that Google Inc. [read post]
30 Mar 2011, 12:18 pm
In this case the 41-year-old defendant was a former computer programmer at Goldman Sachs Group Inc. before taking a job at Teza Technologies LLC, a high-frequency trading startup in Chicago. [read post]
27 Sep 2010, 5:55 am
" Research from the Securities Litigation & Consulting Group Inc., a Fairfax, Va., consulting firm that provides expert witnesses to regulators, law firms, banks and brokerages publishe din November 2009, found that the mutual fund industry often reported average credit-quality ratings that were at least one whole letter credit-rating higher than the portfolios' true credit risk. [read post]
21 Jan 2009, 10:53 am
In its request for the asset freeze, reports AmLaw Daily, Pacific West Health Medical Center Inc. [read post]
15 Oct 2010, 12:22 pm
Trust Fund Advisors, Inc., 266 F.R.D. 1 (D.D.C. 2010). [read post]
24 Jan 2024, 7:34 am
According to his FINRA BrokerCheck profile, Archimede was affiliated with the following firm during his career: 01/01/2010 – 12/31/2023, PFS INVESTMENTS INC. [read post]
6 Feb 2009, 7:07 am
The class action complaint does not name Madoff or any other purported Madoff insider, but names Rye Select Broad Market Fund, L.P. and the entities that controlled and managed that fund including MassMutual and its subsidiaries Tremont Partners, Inc., Tremont Group Holdings, Inc., Oppenheimer Acquisition Corp. and various executives of the Tremont entities. [read post]
24 May 2010, 11:18 am
(Billerica, MA) Alternative Asset Management, Inc. [read post]
23 Nov 2016, 8:26 am
Inc., an investment bank. [read post]
12 Apr 2019, 6:29 am
Broker Christoper Bice (CRD#: 3222439) is a currently-registered broker employed by SagePoint Financial, Inc (CRD#: 133763) of Greensboro, NC. [read post]
21 Aug 2018, 5:17 am
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
13 Jun 2012, 1:12 pm
The case, 21st Century Systems, Inc. v. [read post]
13 Jun 2012, 12:12 pm
The case, 21st Century Systems, Inc. v. [read post]
26 Mar 2014, 6:13 am
In 1991, Gist solicited the claimant to continue to invest with him at his new firm, Gist, Kennedy & Associates, Inc, (Gist, Kennedy) which also operated as a law firm. [read post]
