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26 Apr 2010, 5:00 am by J Robert Brown Jr.
THE FIRING OF AN SEC ATTORNEY AND THE INVESTIGATION OF PEQUOT CAPITAL MANAGEMENT, PREPARED BY THE MINORITY STAFF OF THE COMMITTEE ON FINANCE UNITED STATES SENATE, S. [read post]
Definitions: in line with its previous approach, Consob confirmed the definition of financial products as a form of investment of a financial nature which involves the presence of three elements: (i) the use of capital; (ii) an expectation of a future financial return; and (iii) the assumption of a risk linked to the use of capital. [read post]
4 May 2021, 6:13 am by Shannon O'Hare
The rights and properties acquired by the security agent must be held separately from its own assets to prevent them from being seized other than in relation to claims arising from the security agent’s conservation or management. [read post]
5 Oct 2007, 9:26 am
In the past four years, the number of top 300 ASX-listed companies that link equity grants to total shareholder return (TSR) has risen. [read post]
13 Nov 2012, 1:32 pm by WIMS
Access links to fact sheets, videos, presentation, Q&As, and related information (click here). [read post]
18 Apr 2011, 11:00 am by Mark Herrmann
Mark Herrmann is the Vice President and Chief Counsel – Litigation at Aon, the world’s leading provider of risk management services, insurance and reinsurance brokerage, and human capital and management consulting. [read post]
27 Jun 2022, 9:05 pm by Jeffrey N. Gordon
First, it risks suppressing proxy contests, which are the principal, if not the sole, method for holding corporate managers accountable to shareholders. [read post]
16 Jul 2015, 2:06 pm by Hanibal Goitom
The capital stock consists of paid-in capital (€80 billion) and callable capital (€625 billion). [read post]
9 Feb 2023, 9:05 pm by renholding
The area is now the fastest developing ESG theme in global capital markets, according to the Association for Financial Markets in Europe (AFME). [read post]
11 Jun 2021, 8:31 am by Abby Lemert, Eleanor Runde
Also on the list are Proven Glory Capital and Proven Honour Capital, which sell dollar bonds for Huawei to international investors; the ban will be a hit to Huawei’s finances. [read post]
15 Apr 2009, 6:49 am
The growth in foreign capital had a profound effect on the global economy. [read post]
4 Aug 2020, 4:00 am by Tracy Coenen
They never built the software they promised, and instead focused on aggressive selling and raising capital. [read post]
2 Apr 2012, 4:41 am
The floor price or price band in case of an IPP is not linked to the historical market price of the equity shares or any other parameter, like in case of a “preferential allotment” under chapter VII of the ICDR Regulations[4], or like in case of a “qualified institutions placement” under chapter VIII of the ICDR Regulations[5]. [read post]
18 Jul 2010, 2:34 pm by Page Perry LLC
Stein wrote in a 50-page opinion, “turn not on Citigroup’s management of its assets and liability, but instead on the manner in which they disclosed those assets and liabilities. [read post]
13 Mar 2018, 3:39 am by Justine Barthe-Dejean
For example, an annual Maritime Capital Forum was first launched at the end of 2017, which aims to help ship owners meet their financing requirements by linking with investors both in Singapore and elsewhere. [read post]
10 Jan 2023, 7:39 am by The White Law Group
  Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
8 May 2012, 8:57 am by Steve Hall
" Earlier coverage of the Pleau case begins at the link. [read post]
26 Apr 2009, 3:59 pm
It is a truism that Zimbabweans in the Diaspora single handedly managed to sustain Zimbabwe during one of the most difficult times in its history through remittances. [read post]