Search for: "DIVISION OF RISK MANAGEMENT"
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30 Oct 2020, 8:38 am
The internal risk management program would need to have certain standards drawn from the letters the staff of the Division of Trading and Markets previously issued to BD/FCMs approving their margin methodologies. [read post]
30 Oct 2020, 3:00 am
National/Federal Administration Plans to Nominate Bipartisan Pair to Hobbled FEC Roll Call – Kate Ackley | Published: 10/28/2020 After leaving so many vacancies at the FEC that it could not hold meetings for most of the 2020 campaign cycle, the Trump administration said it planned to nominate a bipartisan pair to the hobbled agency. [read post]
29 Oct 2020, 8:10 am
By Anne Sherry, J.D.A joint statement from SEC Chairman Jay Clayton and the directors of the Divisions of Investment Management, Corporation Finance, and Trading and Markets outlined some of the issues underlying complex investment products available to retail investors. [read post]
28 Oct 2020, 1:00 pm
The district court denied CSS’s request, concluding that the city’s policy passed muster under the court’s 1990 decision in Employment Division v. [read post]
27 Oct 2020, 4:56 am
Cyril and Methodius University, Skopje, Macedonia; Dr Veronica Ruiz Abou-Nigm, Director of Internationalisation, Senior Lecturer in International Private Law, School of Law, University of Edinburgh; Prof Zheng (Sophia) Tang, University of Newcastle; Jose Angelo Estrella-Faria, Principal Legal Officer and Head, Legislative Branch International Trade Law Division, Office of Legal Affairs, United Nations, Former Secretary General of UNIDROIT. [read post]
26 Oct 2020, 9:32 am
The CFTC staff Advisory is intended to provide guidance to FCMs on developing risk management programs for holding virtual currency as futures customer funds. [read post]
26 Oct 2020, 3:40 am
In 2011, with the litigations in full swing, Joaquin and Michael as majority members voted to expel Peter as a member and manager of the LLCs based on his allegedly unauthorized withdrawal and use of company funds. [read post]
23 Oct 2020, 8:05 am
An S-corp or a C-corp is not a designation the business files with the Division of Corporations at the state level. [read post]
23 Oct 2020, 6:21 am
The United States Department of Labor’s Wage and Hour Division (“DOL”) recently announced amendments to regulations regarding the paid leave provisions of the Families First Coronavirus Response Act (FFCRA). [read post]
23 Oct 2020, 6:21 am
The United States Department of Labor’s Wage and Hour Division (“DOL”) recently announced amendments to regulations regarding the paid leave provisions of the Families First Coronavirus Response Act (FFCRA). [read post]
23 Oct 2020, 6:21 am
The United States Department of Labor’s Wage and Hour Division (“DOL”) recently announced amendments to regulations regarding the paid leave provisions of the Families First Coronavirus Response Act (FFCRA). [read post]
23 Oct 2020, 3:00 am
They can encourage stress tests in comprehensive risk reviews. [read post]
22 Oct 2020, 1:26 pm
He has been recognized for his role in elevating food safety standards and building effective food safety management systems based on modern science and risk-based prevention principles. [read post]
21 Oct 2020, 5:20 am
And Rachel, this is a unique service that we offer, in which we help claimants to manage their claim once they’ve been approved. [read post]
21 Oct 2020, 5:00 am
In the third panel of the day, Sayee Srinivasan and John Paul Rothenberg of the CFTC Division of Clearing and Risk’s (DCR) Risk Surveillance Branch (RSB) provided an update on the energy derivatives markets between Q1 and Q3 2020. [read post]
20 Oct 2020, 2:22 pm
John Reed StarkAlong with all of the other anxieties about the upcoming Presidential election, there is the concern that someone, somewhere will use some type of cyberattack to interfere with the electoral process. [read post]
20 Oct 2020, 12:07 pm
Foster says local health departments should assess risk on a case-by-case basis and target vaccinations at high-risk populations. [read post]
20 Oct 2020, 7:50 am
Right now the companies that take the plunge and cut off relationships with their sketchiest suppliers risk losing market share to bad actors who can keep their costs low, particularly if reputational risk is limited. [read post]
20 Oct 2020, 7:20 am
Due to its illiquidity, GPB investors have to hold GPB and risk further decline in their principal. [read post]
19 Oct 2020, 8:43 am
AMED did manage to livestream the webinar on YouTube for about 23 minutes before that too was shut down for violating terms of service. [read post]
