Search for: "Frank Banks"
Results 1401 - 1420
of 5,206
Sort by Relevance
|
Sort by Date
29 Nov 2016, 3:32 am
It took five years for the SEC to complete the bulk of mandated rulemaking under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), in part because Republicans in the Congress and at the SEC objected to many statutory provisions. [read post]
25 Nov 2016, 1:01 am
Davidow, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, November 23, 2016 Tags: Exchange Act, Investment banking, IPOs, Liability standards, Lock-up agreements, SEC, Section 13(d), Securities regulation, Shareholder suits, U.S. federal courts, Underwriting Negotiating Appraisal Conditions in Public M&A Transactions Posted by Victor Lewkow, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, November 23, 2016 Tags: Acquisition agreements, Appraisal rights,… [read post]
20 Nov 2016, 5:17 pm
Coffee also cites as an example of this phenomenon the recent banking account-opening scandal at Wells Fargo. [read post]
19 Nov 2016, 9:30 am
What will happen to Dodd Frank and Consumer Financial Protection Bureau (CFPB) Mr. [read post]
18 Nov 2016, 7:37 am
Cassin in the FCPA Blog JPMorgan Chase and a Hong Kong subsidiary agreed Thursday to pay $264.4 million to the DOJ, SEC, and Federal Reserve to resolve FCPA offenses for awarding prestigious jobs to relatives and friends of Chinese government officials to win banking deals. [read post]
18 Nov 2016, 1:00 am
Posted by Evgeny Lyandres, Boston University, on Sunday, November 13, 2016 Tags: Banks, Collusion, Firm valuation, Foreign banks, Investment banking, IPOs, Offer pricing, Public firms, Underwriting ETF Trading and Informational Efficiency of Underlying Securities Posted by Lawrence R. [read post]
17 Nov 2016, 9:30 pm
Lubben also questions how a push to repeal Dodd-Frank would be received given that President-elect Trump was supported in part by an anti-establishment movement. [read post]
16 Nov 2016, 5:00 am
Alternatively, repeal may involve reducing regulatory impact on smaller banks and commercial companies, which were not the cause of the financial crisis. [read post]
14 Nov 2016, 2:12 am
” Many States the world over manage large portfolios on State-owned enterprises (SOEs), which have risen as significant actors in the global economy, active at home and abroad in diverse sectors such as energy, utilities, infrastructure, transports, telecommunications, and banking. [read post]
13 Nov 2016, 5:46 pm
Trump’s Dodd-Frank Act roll back efforts are likeliest to focus on deregulating financial institutions and to try to allow “banks to lend again. [read post]
12 Nov 2016, 7:42 am
The Republican agenda to roll back Dodd-Frank, if this means unshackling the megabanks from speculating with public and taxpayer funds, will be the first betrayal by the incoming administration of its voter base. [read post]
10 Nov 2016, 9:30 pm
Among the potential changes are rollbacks of banking regulations, such as repealing or modifying the Dodd-Frank Wall Street Reform and Consumer Protection Act, and the reversal of energy and environmental policies, including altering the involvement of the United States in the Paris Climate Agreement and limiting the role of the U.S. [read post]
9 Nov 2016, 6:33 am
The earliest cases involved entities like the Bank of the United States; the most recent one is a 1992 decision, American National Red Cross v. [read post]
7 Nov 2016, 12:49 pm
With everyone stressed about the elections, I will stick to this general theme and discuss my forthcoming article on stress testing, which is a method of bank regulation popularized by the Dodd-Frank Act in which the Federal Reserve sets adverse economic scenarios to examine whether big banks have enough capital to survive an economic crisis that stresses them to the limit. [read post]
4 Nov 2016, 1:00 pm
Islamic State fighters are more firmly embedded to the western bank of the river, which divides Mosul in half. [read post]
4 Nov 2016, 1:01 am
Barrett Posted by Warren S. de Wied, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 2, 2016 Tags: Delaware cases, Delaware law, Disclosure, Duty of care, Duty of loyalty, Fiduciary duties, Merger litigation,Mergers & acquisitions [read post]
2 Nov 2016, 7:58 am
Some large banks have reportedly attempted to limit screen scraping, citing security concerns. [read post]
1 Nov 2016, 9:45 am
The SEC points out that Dodd-Frank’s whistleblower award program directs the Commission to pay an informant an award based on the monetary sanctions collected in a “related action,” which includes a judicial or administrative action brought by the Justice Department, federal banking regulators, and self-regulatory organizations. [read post]
1 Nov 2016, 8:36 am
The NWC’s end-of-year campaign theme, #BecauseOfWBs, highlights the indispensible role of whistleblowers in combating corruption and fraud in a variety of sectors—including international banking, national security, wildlife trafficking, and government contracting. [read post]
1 Nov 2016, 8:36 am
The NWC’s end-of-year campaign theme, #BecauseOfWBs, highlights the indispensible role of whistleblowers in combating corruption and fraud in a variety of sectors—including international banking, national security, wildlife trafficking, and government contracting. [read post]
