Search for: "In Re Hedges" Results 1401 - 1420 of 2,370
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30 Mar 2012, 6:38 am by admin
  Returns are measured against equity: with the high leverage available to large institutions and the historically low interest rates, what would ordinarily be seen as a small spread could magnify into something worth a hedge fund’s while. [read post]
15 Jun 2009, 9:24 pm
NASAA Requests Comments on Proposed Changes Form U4 is the form used by Investment Advisory firms to register investment advisor representatives with their firm. [read post]
20 Oct 2010, 8:37 am by Stefanie Levine
Cir. 1998), cert. denied, 525 U.S. 1093 (1999), vacated by In re Bilski, 545 F.3d 943 (Fed. [read post]
15 Apr 2016, 6:00 am
Birnbach, Goodwin Procter LLP, on Saturday, April 9, 2016 Tags: Class actions, Compliance and disclosure interpretation, Disclosure, Investor protection, Materiality, Regulation S-K, SEC, SEC enforcement, SEC investigations, Securities Regulation, Shareholder suits, U.S. federal courts, Wells notice Forum-Selection Bylaws—Another Brick in the Wall Posted by William Savitt, Wachtell, Lipton, Rosen & Katz, on Sunday, April 10, 2016 Tags: Acquisition agreements, Boards of Directors,… [read post]
29 Jun 2020, 11:47 am by Jonathan Bailey
However, the article about Zero Hedge was among the ones that now bear new editor’s notes. [read post]
22 Sep 2008, 11:42 am
Re-consider your company's SIC code to ensure it properly fits your company. [read post]
22 Jul 2014, 5:57 am by Mark S. Humphreys
"There is no reliable reporting of the use of who's buying life insurance, of what they're buying it for," said Steven N. [read post]
7 Oct 2008, 8:49 pm
But as Mallaby suggested, government needs to take a good long look in the mirror before embarking upon a new plan for "re-regulating" an already regulated industry. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
28 Mar 2018, 7:03 am by Chris Castle
I happened to be chatting with two sophisticated investors in recent days, one from a hedge fund and the other an entrepreneur who has taken a couple companies public. [read post]
20 Jun 2014, 7:06 am by Sandra Park
  Accordingly, there was no meaningful distinction between the invalid method of hedging risk in Bilski and the claims here. [read post]
14 Dec 2006, 12:09 am
The commission said Hall's "inability to exercise self-restraint ... convinces us there is a strong likelihood she will re-offend. [read post]
12 Feb 2009, 9:22 pm
(In re Nat'l Gas Distribs., LLC), 2009 WL 325436 (4th Cir. 2/11/09) (pdf) In reaching this decision, the 4th Circuit undertook to determine the meaning of "commodity forward agreements," and ultimately concluded that "the bankruptcy court in this case construed 'commodity forward agreements' too narrowly--i.e., by requiring that they be traded on an exchange and not involve physical delivery of the commodity. [read post]
7 Sep 2021, 1:47 pm by Kevin Kaufman
Under current law, derivatives (financial assets designed to allow investors to hedge or provide access to underlying markets) are subject to a series of complex tax rules. [read post]
18 Jan 2019, 5:56 am
Cohen, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Thursday, January 17, 2019 Tags: Appraisal rights, Go-shop, Hedge funds, Institutional Investors, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism [read post]
19 Oct 2018, 6:08 am
Miller, and Jeohn Salone Favors, Wachtell, Lipton, Rosen & Katz , on Friday, October 12, 2018 Tags: Broker-dealers, Compliance & ethics, Cybersecurity, Investment advisers, Risk, Risk oversight, SEC, SEC enforcement, Securities enforcement Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Posted by Hester M. [read post]
17 Jan 2012, 8:10 am by Lovechilde
The entire hedge-fund industry is designed to hedge bets so big investors can make money whether the price of assets they bet on rises or falls. [read post]