Search for: "In Re Securities and Exchange Commission"
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3 Sep 2010, 7:04 am
But these vignettes are now permanently enshrined in the database of the Securities and Exchange Commission thanks to a 174-word provision in the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
2 Feb 2012, 9:05 am
Western Union, in a no-action request filed with the Securities and Exchange Commission, has said it plans to offer a management bylaw proposal at its next annual meeting that would allow investor groups who hold a 5 percent stake for three years to nominate board candidates. [read post]
13 Aug 2019, 3:00 am
Securities and Exchange Commission, such attacks come with the territory. [read post]
29 Aug 2022, 7:50 am
That said, new (or rarely seen) players, such as the Securities and Exchange Commission, have pursued actions involving claims by celebrity endorsers about investing in cryptocurrencies, taking the position that they should be regulated as securities. [read post]
15 Feb 2018, 9:30 pm
Securities and Exchange Commission oversight and disclosure rules. [read post]
4 Oct 2018, 9:30 pm
Securities and Exchange Commission announced a settlement with Elon Musk, co-founder and CEO of Tesla, on securities fraud charges stemming from a tweet that falsely claimed Musk had secured funding to take Tesla private at $420 per share. [read post]
30 Apr 2013, 9:30 am
Here are some tidbits from their story: The vulnerability, in part, stems from the Securities and Exchange Commission’s decision this month to let companies and executives use social media sites like Twitter and Facebook to broadcast market-moving news. [read post]
8 Mar 2012, 3:34 am
To that end, the Securities and Exchange Commission and the Justice Department are in the midst of a sweep of the industry. [read post]
7 Jun 2010, 10:00 am
Some of these have turned out to include policies that don’t exist, and it’s unclear whether they’re supposed to be overseen by state insurance regulators or the Securities & Exchange Commission. [read post]
2 Jul 2010, 9:16 am
Should we re-occupy Austria? [read post]
23 Nov 2017, 9:30 pm
Securities and Exchange Commission imposes on companies. [read post]
18 Sep 2007, 3:01 am
It's extremely rare for voters to appear at the polls pretending to be someone they're not, the only form of fraud that an ID law would address. [read post]
10 Dec 2009, 6:09 am
" In addition, if a credit rating is used in connection with a Rule 144A offering or other private placement and the privately-offered securities are exchanged shortly thereafter for substantially identical registered securities (i.e. , an "Exxon Capital" or "A/B" exchange offer), the rating would need to be disclosed in the exchange-offer registration statement even if the rating is not otherwise used in connection with that… [read post]
12 Jul 2013, 1:35 pm
Microsoft says that "[m]ost egregiously, CBP has allowed Motorola to re-litigate --in secret-- issues that Motorola lost before the [ITC]".There's a certain pattern. [read post]
24 Jun 2022, 4:55 pm
Although the War Claims Act (like the Securities Exchange Act of 1934) did not explicitly grant tenure protection, the Court nonetheless concluded that the Commission’s nature as an “adjudicatory body… precludes such a claim [that the commissioners were removable at the President’s pleasure]. [read post]
24 Nov 2022, 9:03 pm
Securities and Exchange Commission (SEC) initiated administrative proceedings against American CryptoFed, a cryptocurrency company, to determine whether to prohibit the offer and sale of two of the company’s cryptocurrency assets. [read post]
10 Nov 2011, 8:01 am
We’ve observed before that the lawyers drafting Securities and Exchange Commission filings can be a little slow to adopt the latest trends, or adapt to the latest cultural developments — see our January post on Wikileaks in the filings, for example, or Michelle’s look at “double-dip” fears in September last year. [read post]
5 Jul 2007, 3:36 pm
In re Initial Pub. [read post]
19 Jun 2023, 6:32 pm
We exchanged views on our respective economic policies, including our concerns about China’s unfair treatment of U.S. companies. [read post]
14 Apr 2008, 9:02 am
Many of the companies received permission from the Securities and Exchange Commission to exclude these proposals, but some will still go to a vote this year. [read post]
