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3 Jul 2012, 11:04 am by ACC Guest Blogger
He is A French attorney admitted to practice in France and New York. [read post]
27 Apr 2007, 1:19 pm
AALS SECTION ON BUSINESS ASSOCIATIONSCall for PapersJANUARY 2008 ANNUAL MEETING The AALS Section on Business Associations will meet during the AALS Annual Meeting in New York City, from 2:00 pm - 5:00 pm on Thursday, January 3, 2008. [read post]
20 Jan 2009, 2:38 am
Securities and Exchange Commission; (3) Vodafone's common shares, while traded on the London Stock Exchange and the Frankfurt Stock Exchange, are listed as American Depository Receipts on the New York Stock Exchange (the American Depository Receipt is the financial instrument which enables non-U.S. domiciled companies to access the U.S. equity markets); and (4) lead plaintiff's allegation that "many of… [read post]
6 Jul 2021, 4:23 am by Franklin C. McRoberts
In this week’s New York Business Divorce, we’re excited to write about what seems to be the very first New York appellate court decision in a marijuana industry business divorce dispute. [read post]
1 Apr 2024, 6:44 am by Unknown
By Anne Sherry, J.D.The Southern District of New York dismissed a derivative lawsuit seeking disgorgement of short-swing profits. [read post]
23 Apr 2021, 1:14 am by Doug Cornelius
Attorney’s Office for the Southern District of New York, where she was a member of the Securities & Commodities Fraud Task Force and the Major Crimes Unit. [read post]
27 Feb 2018, 12:00 am by David Hartley
Jan. 10, 2018), the United States District Court for the Southern District of New York denied securities lawyer Norman T. [read post]
29 Mar 2018, 7:03 am by Mack Sperling
  KS had the right to exchange all or part of those rights for shares of KS common stock, at a 1:1 ratio. [read post]
20 Sep 2023, 9:04 pm by Dan Flynn
But JBS has opted to take a different route by seeking dual listings on the São Paulo and New York Stock Exchanges. [read post]
15 Nov 2019, 3:00 am by Jim Sedor
Founder’s Presidential Bid Puts Bloomberg News in Spotlight The Hill – Joe Concha | Published: 11/12/2019 Former New York City Mayor Michael Bloomberg’s potential presidential bid could raise serious questions for the news organization that bears his name. [read post]
20 Nov 2007, 8:50 am
The moves comes as KKR nears a $1.25 billion initial public offering to list its shares on the New York Stock Exchange. [read post]
10 Sep 2013, 9:31 am by Josh Deitz
  However, the appellate court noted that a number of other factors were not sufficient to establish territoriality, including that the investments were marketed in the United States and sold to customers based in the United States, investors were instructed to wire funds to a bank in New York, and the custodian of the fund was a New York securities firm. [read post]
15 Apr 2022, 5:39 am by Siri Nelson
But the SEC might argue that he cannot qualify for a reward – because he brought this information to the Southern District of New York and not to the Commission. [read post]
4 Aug 2022, 6:17 am by John Jascob
Sedibelo has applied to list its shares on the New York and Johannesburg Stock Exchanges. [read post]
14 Mar 2018, 8:35 am by Gustav L. Schmidt
New York, for example, requires virtual currency exchanges to obtain money transmitter licenses to operate within the state. [read post]
28 Aug 2011, 1:23 pm by David Feldman
In other developments, the NYSE Amex also put forth its own seasoning proposal, which is very similar to the one requested by its affiliate, the New York Stock Exchange, that we have previously reported on. [read post]
30 Jan 2007, 10:19 am
According to the SEC, the HMC allegedly used a day trading strategy to invest in stocks on the New York Stock Exchange and on NASDAQ. [read post]
19 Mar 2018, 9:54 pm by Joe
Contact us today to speak to one of our highly experienced New York tax attorneys! [read post]
26 Mar 2010, 4:28 pm by Lyle Denniston
   (Some of its indirect-interest instruments — “depositary receipts” — are traded on the New York Stock Exchange.) [read post]