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6 Jul 2011, 7:02 pm
In two prominent law firm-related insider trading cases, judges have opted for shackles instead of wrist slaps, handing out jail terms: The Richards, Layton & Finger IT manager charged with using his access to electronic firm documents to support almost two dozen trades was sentenced to a year and a day in federal prison, to be followed by two years of supervised release. [read post]
12 Oct 2011, 11:09 am
Michael Kimelman, whom the government placed at the outer edge of Raj Rajaratnam's insider-trading circle, was sentenced to two and a half years in prison. [read post]
5 Mar 2012, 4:29 am
Mike Stewart, the global head of proprietary trading at JPMorgan Chase, is leaving the bank to start his own hedge fund, as banks reorganize their operations ahead of the implementation of the so-called Volcker Rule. [read post]
8 Apr 2012, 12:05 pm
The SEC obtained a court-ordered freeze of the assets of six Chinese citizens and one British Virgin Islands entity charged with insider trading in Zhongpin Inc., a China-based pork processor whose shares trade in the U.S. [read post]
3 Jun 2011, 4:15 pm
Noah Freeman, who has confessed to insider trading, said he had provided investigators with names of more than a dozen individuals who might have also committed crimes. [read post]
8 Aug 2011, 6:13 pm
All across Wall Street, investors digested the downgrade of the United States credit rating. [read post]
26 Apr 2011, 5:33 pm
At the insider trading trial of Raj Rajaratnam, meanwhile, jurors asked the judge to replay nine secretly recorded phone conversations of the Galleon Group's chief. [read post]
24 Jan 2008, 9:05 am
The real estate investors packing the Renaissance Hollywood Hotel in Los Angeles don't have to worry about interest rates, exploding mortgages and foreclosures. [read post]
16 Nov 2023, 9:00 pm
In its efforts to crack down on cryptocurrency-related tax evasion, the Internal Revenue Service (IRS) has relied heavily on “John Doe” summonses in recent years. [read post]
27 Dec 2010, 1:32 pm
Volume may have been light on the New York Stock Exchange on Monday after the city was blanketed by 20 inches of snow -- but at least there was trading. [read post]
9 Apr 2012, 9:48 am
Wang Caipang, a 30-year-old financier who caused large losses in a rogue gold trading scandal, has been sentenced to death by a Chinese court, according to Britain's Daily Mail. [read post]
8 Aug 2011, 4:09 pm
The stock market's latest swoon has good material for a Web site on the anguish of those on the trading floor, but for its creator, the humor has worn off. [read post]
1 Jan 2020, 6:26 am
The 2019 Year-End Report on the Federal Judiciary begins, as always, with an historical ditty. [read post]
25 May 2010, 6:00 pm
A federal grand jury has indicted Christian Leon Kis, 39, of Hendersonville, Tennessee, charging him with two counts of mail fraud and one count of money laundering. [read post]
26 Feb 2013, 5:00 am
In the latest development in an SEC lawsuit filed Friday, February 15, U.S. [read post]
30 Jan 2012, 4:19 am
A judge in London set a September trial date for Kweku M. [read post]
9 Oct 2010, 3:02 am
The SEC announced a proposed settlement with Gianluca Di Nardo, an Italian citizen, and his investment vehicle Corralero Holdings, Inc., (“Corralero”) for alleged insider trading in the securities of two issuers, DRS Technologies, Inc. [read post]
27 May 2008, 1:15 am
“A new legal weapon came into force over the weekend in a government crackdown on unscrupulous companies that mislead customers or use aggressive sales tactics. [read post]
28 Jul 2008, 11:26 am
Swiss bank UBS has suspended David Shulman, head of its U.S. fixed income unit, amid state and federal probes of sales of auction-rate securities, The Wall Street Journal reported. [read post]
24 Jul 2014, 10:03 pm
Two months later, in October 2013, at least 33 people fell ill with E. coli O157:H7 in an outbreak that implicated as the most likely source of contamination romaine lettuce distributed by Ratto Bros., grown by Lake Bottom Farms, and sold in Trader Joe’s and Walgreen’s salads. [read post]
