Search for: "US Trade and Exchange, LLC"
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9 Dec 2022, 7:04 am
Then they realized it was a scam that might play out by there being an exchange of bank info or something to that effect. [read post]
1 Dec 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
26 Apr 2015, 10:07 pm
The deluge in turn led to use of more or less local indices as pricing benchmarks. [read post]
2 Feb 2023, 12:29 pm
The White Law Group’s FINRA arbitration attorneys have handled over 700 FINRA arbitration claims involving unauthorized trading, unsuitable investments, fraud, negligence, churning/excessive trading, and improper use of margin. [read post]
21 Jun 2018, 6:55 am
The firm had no surveillance procedures to determine if any of its representatives had potentially inappropriate rates of variable annuity exchanges. [read post]
29 Apr 2020, 6:03 am
BACKGROUND (1) The July 26, 2019 Email Exchanges The parties commenced settlement discussions in earnest on or about July 19, 2019. [read post]
28 Apr 2024, 8:35 am
Perhaps the biggest regulatory news of the past week came not from the FCC, but instead from the Federal Trade Commission. [read post]
22 Feb 2016, 4:36 pm
Courts have held that the scope of liability under section 10(b)(5) is broad, and it has been used against a wide range of behaviors from misleading statements in company filings and documents to insider trading and market manipulation cases. [read post]
8 Jan 2020, 8:06 am
” The Myth: Cash Versus Bitcoin Bitcoin-Barons argue that criminals can use cash and other trading financial systems just as easily as they can use bitcoin and other cryptocurrencies to commit crimes. [read post]
8 Jan 2020, 8:06 am
” The Myth: Cash Versus Bitcoin Bitcoin-Barons argue that criminals can use cash and other trading financial systems just as easily as they can use bitcoin and other cryptocurrencies to commit crimes. [read post]
23 Dec 2017, 12:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
9 Sep 2011, 2:01 am
MP3tunes LLC (IP Whiteboard) US Copyright – Lawsuits and strategic steps Boy Racer – P2P lawyer: IP address not enough, let me search all PCs in the house – Boy Racer v Doe (ArsTechnica) Cinetel Films – Anti-piracy lawyers retreat, drop another mass bittorrent lawsuit (TorrentFreak) On the Cheap – Lawyer refuses to tell court how profitable BitTorrent settlements are (TorrentFreak) (TorrentFreak) [read post]
28 Jul 2007, 8:50 am
LLC on Appeal. [read post]
28 Feb 2007, 2:49 pm
The Securities and Exchange Commission has sued Blue Bottle Ltd., an overseas company and its chief executive, alleging the firm made more than $2.7 million by hacking into computer systems to retrieve press releases prior to their release and improperly trading on that non-public information. [read post]
22 Jun 2014, 3:50 am
H/T Mike Paar Copyright © 2013 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
15 Apr 2011, 8:35 am
But instead of exchanging business cards, many of the attendees were trading Twitter handles — their online identities that begin with the @ symbol. [read post]
20 Oct 2011, 3:20 am
© 2011 Simple Justice NY LLC. [read post]
25 Jan 2009, 2:36 pm
The company lost more than a third of its value in New York Stock Exchange composite trading since Kindler took the helm, compared with a 19 percent drop in the Standard & Poor's 500 Pharmaceutical Index. [read post]
6 Mar 2015, 7:56 am
Innovation Ventures, LLC v. [read post]
26 Nov 2017, 4:00 am
Lawrence, 2017 ONCA 321 (37617) When does a trade union, and directors as individuals, have the capacity to be sued. [read post]
