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9 Jan 2018, 7:27 am
Webster CRD#4913490 Silver Law Group is investigating Former Syracuse, New York-based Wells Fargo broker Matthew Webster following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations. [read post]
5 Jan 2018, 8:00 am
Arbitration was literally on trial in a case against JAMS (for an arbitrator’s alleged resume-padding), but also was figuratively on trial as a contributor to the problem for sexual harassment victims and an obstacle for consumers impacted by the fake accounts at Wells Fargo and Equifax data breaches. [read post]
4 Jan 2018, 9:44 am
According to BrokerCheck records financial advisor Jeffrey Wilson (Wilson), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to four customer complaints. [read post]
31 Dec 2017, 5:12 pm
Did two justices on the Houston Court of Appeals just do Wells Fargo a big favor by preempting the Texas Supreme Court in gutting the statute of limitations? [read post]
31 Dec 2017, 5:12 pm
Did two justices on the Houston Court of Appeals just do Wells Fargo a big favor by preempting the Texas Supreme Court in gutting the statute of limitations? [read post]
29 Dec 2017, 9:59 am
Wells Fargo is in hot water again, this time with the state of California. [read post]
27 Dec 2017, 12:32 pm
Fackrell was previously registered with Morgan Stanley in Winston-Salem, North Carolina from August 2007 until February 2008, SunTrust Investment Services in Yadkinville, North Carolina from July 2008 until December 2009, Wells Fargo in High Point, North Carolina from December 2009 until June 2010 and LPL in Yadkinville from June 2010 until December 2014. [read post]
27 Dec 2017, 7:37 am
Eglow was previously registered with SunTrust Investment Services, Wells Fargo Advisors, Morgan Keegan & Company, Morgan Stanley Smith Barney, Morgan Stanley & Company, FIA Capital Group, CCC Advisors, Inc. and Drexel Burnham Lambert Incorporated. [read post]
27 Dec 2017, 6:02 am
Posted by Nickolay Gantchev (Southern Methodist University), Merih Sevilir (Indiana University), and Anil Shivdasani (University of North Carolina), on Wednesday, December 27, 2017 Editor's Note: Nickolay Gantchev is Associate Professor of Finance at Southern Methodist University Cox School of Business; Merih Sevilir is Associate Professor of Finance at Indiana University Kelley School of Business; and Anil Shivdasani is Wells Fargo Distinguished Professor of Finance at… [read post]
24 Dec 2017, 9:34 am
James Michael Wells, 2017 WL 6459199 (9thCir. [read post]
22 Dec 2017, 6:07 am
McDermott (McCarter & English LLP), on Friday, December 15, 2017 Tags: Delaware articles, Delaware cases, Delaware law, Holder claims, Liability standards, Reliance, Securities fraud, Securities litigation, Shareholder suits, State law Analysis of Wells Fargo Shareholder Litigation Posted by Brad S. [read post]
18 Dec 2017, 2:06 pm
According to BrokerCheck records financial advisor William Paynter (Paynter), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to two customer complaints. [read post]
18 Dec 2017, 8:22 am
These applications sought review of the Louisiana Second Circuit’s June 2, 2017 decision affirming the trial court’s ruling that Wells Fargo, a mortgage lender with a security interest in a mineral lease, was solidarily liable with its borrowers (the mineral lessees) for a breach of the mineral lessees’ contractual and statutory obligations to produce in paying quantities, pay royalties, and respond to the mineral lessor’s demands regarding those… [read post]
18 Dec 2017, 8:22 am
These applications sought review of the Louisiana Second Circuit’s June 2, 2017 decision affirming the trial court’s ruling that Wells Fargo, a mortgage lender with a security interest in a mineral lease, was solidarily liable with its borrowers (the mineral lessees) for a breach of the mineral lessees’ contractual and statutory obligations to produce in paying quantities, pay royalties, and respond to the mineral lessor’s demands regarding those… [read post]
17 Dec 2017, 3:28 pm
All too well understood by those in the know. [read post]
17 Dec 2017, 3:28 pm
All too well understood by those in the know. [read post]
15 Dec 2017, 6:27 am
On October 4, 2017, in In re Wells Fargo & Company Shareholder Derivative Litigation, which concerns alleged sales practices at Wells Fargo that have received wide attention, Judge Jon S. [read post]
14 Dec 2017, 5:05 pm
Their report, titled “Worst Corporate Conduct of 2017,” outlines bad behavior on the part of United Airlines, Monsanto, Wall Street’s big banks, Wells Fargo, Fox News, Equifax, Johnson and Johnson, Takata, and McKesson. [read post]
Former Wells Fargo Brokers Barred for Recommending Risky Over-Concentration in Oil & Gas Investments
14 Dec 2017, 4:04 pm
Lynch was discharged by Wells Fargo for “loss of management confidence,” as reported on Wells’ Form U-5 filing with regulators. [read post]
14 Dec 2017, 11:46 am
His article in the December 11 edition titled California Considers Pulling Well Fargo’s Insurance License is an example of why I read each issue as soon as it arrives. [read post]
