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24 Jul 2012, 12:26 pm
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
9 Jul 2012, 9:00 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
10 Jul 2012, 9:00 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
4 Jul 2012, 9:00 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
6 Jul 2012, 9:00 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
25 Jul 2012, 11:11 am
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
23 Jul 2012, 3:01 pm
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
27 Sep 2010, 5:44 pm
In one of its post-Madoff reforms, the Dodd-Frank Act authorized the PCAOB to inspect and examine the auditors of broker-dealers. [read post]
4 Oct 2011, 2:00 am
Click here for the full October 2011 Dodd-Frank Progress Report. [read post]
7 Aug 2014, 12:13 pm
Dodd-Frank allowed the SEC to impose bars from association with municipal securities advisors, which were created by the Dodd-Frank Act, and NRSROs, which had been placed under the SEC’s authority in 2006 by the Credit Rating Agency Reform Act.The central question of the Lawton case, as framed by Commissioner Gallagher, was: even if the Commission does have the authority to impose certain bars collaterally and retrospectively, would the retrospective imposition of the two new… [read post]
27 Feb 2018, 4:49 pm
In an important case clarifying the scope of the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the U.S. [read post]
27 Feb 2018, 4:49 pm
In an important case clarifying the scope of the anti-retaliation provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the U.S. [read post]
21 Dec 2014, 4:00 pm
Dodd-Frank Regulations: Regulators’ Analytical and Coordination Efforts [Reissued on December 18, 2014, GAO-15-81: Published: Dec 18, 2014. [read post]
25 Feb 2015, 12:54 pm
Tags: Sarbanes-Oxley, Supreme CourtSCOTUS: fish not “documents” or “records” under Dodd-Frank is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
22 Feb 2016, 4:37 pm
Our colleague Frank C. [read post]
8 Nov 2019, 4:52 am
Here are a few key paragraphs: BECOMING ANNE FRANK People love dead Jews. [read post]
23 Sep 2009, 7:26 am
FRANK J. [read post]
14 Oct 2009, 6:35 pm
BARNEY FRANK catches Hell on Castro Street. [read post]
24 Apr 2009, 10:16 am
BARNEY FRANK IN 2005: Bubble? [read post]
13 Dec 2009, 7:15 am
FRANK MUNGER: Even Scientists Retire - Occasionally. [read post]
