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26 Aug 2011, 10:23 am
For more information, see OSC Staff Notice 81-715. [read post]
1 Jun 2011, 12:30 pm
The hotel’s management have also decided, after consultation with the union that represents hotel employees, to provide staff with panic devices. [read post]
27 Sep 2010, 8:34 am
said the culture at the agency encouraged its enforcement division to go after the easy cases, because the staff felt like they were judged on the numbers they won. [read post]
24 Sep 2018, 7:31 pm
Via LLRX – Text Analysis Systems Mine Workplace Emails to Measure Staff Sentiments – Giving the processes of observation, analysis and change at the enterprise level a modern spin, is a fascinating new article in the September 2018 issue of The Atlantic, titled What Your Boss Could Learn by Reading the Whole Company’s Emails, by Frank Partnoy. [read post]
8 Dec 2016, 9:37 am
Quietly, the Federal Trade Commission staff published a summary of the workshop it convened on September 15, 2016 (“Putting Disclosures to the Test”). [read post]
21 Oct 2008, 3:02 pm
([www.sec.gov]) In September 2008, the economic research staff at the Federal Reserve Board published International Discussion Paper Number 945, in which the staff provided a tentative review of the economic impact of Rule 12h-6. [read post]
24 Sep 2015, 5:59 am
By John Filar AtwoodThe staff has agreed with the law firm Willkie Farr & Gallagher that in certain situations the application of the literal wording of Investment Advisers Act Rule 203(l)-1 may have unintended consequences. [read post]
7 Mar 2025, 6:59 am
On 7 March 2025, the European Central Bank (ECB) issued its staff response to the European Commission’s (Commission) call for evidence on a targeted amendment to the prudential treatment of securities financing transactions (SFTs) under the net stable funding ratio (NSFR). [read post]
29 Sep 2011, 10:12 pm
The staff of the Division of Investment Management has given no-action assurances under the government plan recordkeeping rule, adopted in conjunction with the pay to play rule, to investment advisers to Covered Investment Pools who keep an alternative set of records that is in some ways a broader set of records than required by the government plan recordkeeping rule, and in other ways a more narrow set of records than those required under the rule. [read post]
28 Aug 2012, 12:33 pm
And from the other side of the aisle, Delicia Reynolds Hand, the legislative director of the National Association of Consumer Advocates, has joined the Bureau as the staff director of the Consumer Advisory Board. [read post]
16 Nov 2015, 9:36 am
An ad hoc committee created in 2013 to review workplace climate for staff of color has recommended that U-M appoint an Ombuds for staff issues. [read post]
18 Jun 2010, 10:07 am
Beshear has directed that flags at all state office buildings be lowered to half-staff from sunrise to sunset that day. [read post]
7 Dec 2022, 3:15 am
Yesterday, the Staff published three new Proxy Rules and Schedule 14A Compliance and Disclosure Interpretations addressing the new universal proxy rules. [read post]
20 Mar 2019, 3:06 am
” That was John’s “Monty Python” reaction to this trio of guidance documents released on Monday by the PCAOB Staff: – CAM Basics – a high-level overview of the required “CAM language” that will be added to auditors’ reports, and the quality review & documentation requirements for CAMs – Determination of CAMs – FAQs on how to identify CAMs, e.g. how they differ from the company’s critical accounting estimates … [read post]
4 Jan 2023, 7:34 am
In honor of Read a New Book Month (December 2022), the Law Library collected recommendations from the GSU Law faculty and staff of books (and movies) to share on our blog. [read post]
18 May 2015, 3:00 am
Recently, the SEC’s Division of Enforcement Staff issued this 4-page guidance. [read post]
20 Apr 2020, 6:30 am
There would be pay cuts across the board, he told staff. [read post]
11 Sep 2009, 1:30 pm
CSA staff notes that 38% of reporting issuers reviewed substantively complied with NI 52-109. [read post]
8 Jun 2010, 2:30 am
The medical staff must adopt written bylaws which provide formal procedures for the evaluation of staff applications and credentials, appointments, re-appointments, assignment of clinical privileges, appeals mechanisms and such other conditions which the medical staff and governing body deem appropriate. [read post]
8 Jun 2010, 2:30 am
The medical staff must adopt written bylaws which provide formal procedures for the evaluation of staff applications and credentials, appointments, re-appointments, assignment of clinical privileges, appeals mechanisms and such other conditions which the medical staff and governing body deem appropriate. [read post]
