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24 Jan 2008, 7:16 pm
The law applies retroactively to people whose cases have been through the courts. [read post]
15 Jul 2014, 7:30 am
If insurance law is your thing, you might want to take a tour of Lloyd’s to see how far the insurance industry has come since the days of underwriting ships and cargo over coffee. [read post]
27 Jul 2020, 8:53 am
In response, there will be an increased burden of proof applied and stricter causation examination requirements, with insurers keen to ensure insureds have met the risk management requirements stipulated in the original contract terms. [read post]
9 Jan 2007, 8:54 pm
This is called sound credit underwriting. [read post]
23 Mar 2017, 3:00 am
The settlement cycle for firm commitment underwritings is unaffected by the amendment. [read post]
20 Aug 2009, 1:22 am
FINRA Announces Amendments to Conflicts of Interest Rules A few months ago, I noted in the blog that the SEC had approved changes to NASD Rule 2720, which deals with underwriter conflicts of interest. [read post]
24 Jul 2016, 11:42 am
However, the extent to which similar concerns apply to multi family commercial mortgages was not previously resolved. [read post]
16 Jan 2010, 7:17 am
However, the conversion will also result in (i) the commencement of a new surrender charge period for the contract; (ii) medical underwriting (at a time when the individuals health may be declining); (iii) health care benefits that are limited in scope and to a specified number of years; and (iv) the cost of the long-term care rider reducing the annuity’s tax-deferred income stream. [read post]
17 Nov 2010, 11:00 pm
We made the three payments, then was later told they couldn’t help us and that the underwriters were not aware that we defaulted the first time. [read post]
8 Jun 2023, 9:04 am
The Court observed that the argument cuts both ways, as Congress could have also written the statute more clearly if it intended it to apply, as plaintiff argued it did, to any security bearing some relationship to a registration statement. [read post]
19 Sep 2010, 8:02 pm
According to the legislation, these requirements apply to the following service providers: financial institutions; investment banking firms; mortgage banking firms; asset management firms; brokers; dealers; financial services entities; underwriters; accountants; investment consultants; and providers of legal services. [read post]
14 Nov 2006, 10:50 pm
No, it's just another instance where the law of unintended consequences applies. [read post]
13 Mar 2009, 8:23 am
You shouldn't need to be an underwriter to take out an insurance policy, and you shouldn't need legal training to surf the web. [read post]
14 Oct 2014, 10:09 am
There is no intent or “scienter” requirement, so this rule applies regardless of whether a trading strategy was intended to manipulate the price of the security. [read post]
12 Feb 2021, 10:14 am
Certain Underwriters at Lloyd’s London et al., case number 20-14812 in the U.S. [read post]
8 Jul 2014, 6:30 am
An applicant’s prior history of loss is critical no matter what kind of liability coverage he or she is applying for. [read post]
26 Jun 2013, 12:29 pm
“Once thirty days passed, Bank of America would consider many of these documents to be ‘stale’ and the homeowner would have to re-apply for a modification,” Gordon writes. [read post]
2 Dec 2011, 11:45 am
Anti-fraud provisions of the securities laws would still apply, and a prospectus would still be required prior to any sale. [read post]
6 Jul 2020, 8:08 am
UL LLC (Underwriters Laboratories, or “UL”) certified Tutco’s heaters as compliant with UL standard 1995. [read post]
29 May 2012, 9:07 am
Moreover, while we strongly believe that state statutes of limitation don’t apply in arbitration, some panels might nonetheless find claims to be time-barred under such statutes. [read post]
