Search for: "Capital Funding, LLC "
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1 Nov 2017, 7:29 am
According to his FINRA BrokerCheck report, Buck worked briefly at RBC Capital Markets after Merrill fired him in 2015. [read post]
31 Oct 2017, 2:07 pm
Specifically, the Order encapsulated findings of fact that LPL agents sold to New Jersey clients various non-traded financial products, including non-traded real estate investment trusts (“REITs”), as well as non-traded business development companies (“BDCs”) and other non-traded investments such as closed-end and interval funds, hedge funds, and managed futures. [read post]
31 Oct 2017, 4:20 am
Davis, which involves the standards for funding an investigation establishing an ineffective-assistance-of-counsel claim in a capital case. [read post]
30 Oct 2017, 10:35 am
Risks of Non-traded REITs Non-traded REITS, are complex and riskier than traditional investments, such as stocks, bonds and mutual funds. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23, 2017 … [read post]
24 Oct 2017, 10:49 am
Our sole new relist is a capital case out of Alabama. [read post]
18 Oct 2017, 8:08 am
Limited Liability Company: An LLC is a hybrid structure and works more like a corporation, but profits and losses are passed through. [read post]
18 Oct 2017, 7:21 am
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
13 Oct 2017, 6:44 am
Posted by John Amorosi, Ron Cami, and Louis Goldberg, Davis Polk & Wardwell LLP, on Wednesday, October 11, 2017 Tags: Capital allocation, Contracts, Covenants, Indemnification, Liquidity, Mergers & acquisitions, Non-competition agreements, Private equity, Private funds 2017 CPA-Zicklin Index Posted by Bruce Freed, Karl Sandstrom and Nanya Springer, Center for Political Accountability, on Thursday, October 12, 2017 … [read post]
8 Oct 2017, 7:03 am
FINRA alleged that in July 2015, Veron formed Contract Funding and Corporate Management, LLC (CFCM) and served as its President. [read post]
6 Oct 2017, 6:09 am
Bout and Blaine Martin, Pay Governance LLC, on Friday, September 29, 2017 Tags: Boards of Directors, Compensation committees, Executive Compensation, Incentives, Institutional Investors, Management, Proxy advisors, Say on pay, Shareholder value, TSR Activism and Board Diversity Posted by David A. [read post]
5 Oct 2017, 5:20 pm
Indeed, the issue of who is in charge of the trusts appears to be the crux of the legal fight instigated by the successor of the original trust certificate owners against the servicer (PHEAA) and the various other involved entities: the Owner Trustee and the Indenture Trustee / Special Servicer.THE ONE-DOLLAR STUDENT-LOAN MONEY-MAKING SCHEME & MACHINE The initial capital investment by the “trust owners” (National Collegiate Funding LLC and… [read post]
3 Oct 2017, 10:09 am
., funds put in and taken out of the corporation for personal rather than corporate purposes) Inadequate capitalization See Hilton Oil Transp. v. [read post]
3 Oct 2017, 6:25 am
On the other hand, Maria could choose one of the four kinds of pass-through business forms: an S-corporation, a partnership, a limited liability corporation (LLC), or a sole proprietor. [read post]
2 Oct 2017, 3:33 am
” Rather, Felzen alleged, “[T]he Shapiro Owners have starved the Company of capital to grow the business, and as a result, it is not able to operate for its stated purpose. [read post]
2 Oct 2017, 3:33 am
” Rather, Felzen alleged, “[T]he Shapiro Owners have starved the Company of capital to grow the business, and as a result, it is not able to operate for its stated purpose. [read post]
28 Sep 2017, 1:58 pm
On the heels of the Agrium proxy fight, private equity firm PointNorth Capital set its sights on the largest publicly traded specialty alcohol retailer, Alberta-based Liquor Store N.A. [read post]
28 Sep 2017, 12:22 pm
The New York office has responsibility for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds. [read post]
20 Sep 2017, 1:43 am
For example, it is common for one partner (the “money partner”) to provide capital (and sometimes, agree to accept all capital losses) and the other partner (the “service partner”) to provide labor and/or expertise. [read post]
19 Sep 2017, 4:20 am
Miami Capital, LLC (Index No. 651003/2015). [read post]
